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Mutual Advisors, LLC

Mutual Advisors, LLC. CRD 167658

Mutual Advisors, LLC logo

CRD: 167658

Mutual Advisors, LLC

Omaha, NE, 68114
3074396357
$8.5B Total AUM
$8.4B Disc. AUM
20.3% 3Y CAGR
208 Employees
9,503 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Wave
Established Date
05-26-2013
Office Locations
91

Office Locations

100 E. Thousand Oaks Blvd. Ste. 161 Thousand Oaks CA
101 Metro Drive Suite 264 SAN Jose CA
1010 Enclave Blvd. Ste. A Edwardsville IL

About Mutual Advisors, LLC

Mutual Advisors (Mutual Group) partners with independent fee-based advisors and hybrid RIAs, offering RIA affiliation plus a “friendly” broker-dealer to support directly held commissionable assets and fee-only transformation. The firm provides transition, compliance, and operational resources while preserving advisor brand autonomy. Investment implementations commonly include ETFs and mutual funds. Notable: no overrides on advisory fees and direct access to experienced leadership.

Team overview

47 AVG AGE
$54.1M AVG AUM / ADVISOR
$899.2K AVG AUM / CLIENT
6 yrs AVG TENURE
208 Employees
158 Advisory Reps
158 RIA Reps
13yrs Firm Age

Insights

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Asset Classes

Ridge oak Legacy value Pathway

Client Personas

Radial

CRM

Beacon matrix

Custodian

Harbor

Investment Themes

Insight capital Optima Insight alpha Crest prime Momentum

Investment Vehicles

Signal signal Focus

Services

Capital crest Wave vertex Eagle zenith Quantum bridge Prime Horizon zenith Foundation element Harbor atlas Focus matrix North timber

Technology

Meridian crest

Owner & Executives

D

DAWN MARIE CLAUSSEN

Chief Compliance Officer, Chief Operating Officer

CRD
#5445747
Ownership
Less than 5%
(831) 961-7197
zenith.element@foundationcapital.com
in linkedin.com/in/capital-beacon
N

NICHOLAS ARTHUR DAMIANI

CAO, Chief Administrative Officer, Executive Vice President

CRD
#5669491
Ownership
Less than 5%
(945) 454-3651
meridian.zenith@peakcapital.com
in linkedin.com/in/legacy-focus
F

Foundation wave

Wave pathway

CRD
#92691
Ownership
6.9%
(380) 304-6691
eagle.value@unisoncapital.com
in linkedin.com/in/ember-crest

Showing 2 of 6 owners & executives

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Contacts

Ricky Ackerman

Ricky Ackerman

Wealth Advisor

CRD
#6685452
(732) 813-3931
atlas.pioneer@vectorcapital.com
in linkedin.com/in/peak-alpha
JEFFREY ADLER

JEFFREY ADLER

Founder

CRD
#5359335
(436) 893-3310
prime.wave@horizoncapital.com
in linkedin.com/in/value-oak
T

Timber prime

Insight radial

CRD
#28609
(525) 221-7277
glacier.vector@radialcapital.com
in linkedin.com/in/ember-glacier

Showing 2 of 155 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-16-2022
11-28-2023
11-07-2024
10-03-2025
05-14-2026
Category Assets AVG. Account size
Discretionary $8,383,656,340 $333,466
Non-Discretionary $161,741,837 $97,494
Total $8,545,398,177 $318,858

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Separately Managed Accounts

Total SMA Asset: $8,545,398,177

$8.5B Total SMA
Public Funds:
9.5%
Equity - Exchange:
4.6%
Cash:
10.7%
Other:
21.0%
U.S. Government/Agency:
18.4%
Corporate - Investment Grade:
7.0%
Equity - OTC:
17.2%
Other:
11.6%
Asset class Assets Assets %
Public Funds $366,807,413 9.5%
Equity - Exchange $177,612,010 4.6%
Cash $413,140,981 10.7%
Other $810,837,438 21.0%
U.S. Government/Agency $710,448,041 18.4%
Corporate - Investment Grade $270,279,146 7.0%
Equity - OTC $664,114,473 17.2%
Other $447,891,157 11.6%
Total $3,861,130,659 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
PRIME PEAK UNISON VITAL RZEGFO8Q1 ASU 3.76% $112,894,192
BEACON FOCUS RIDGE ATLAS AY9KBTBUR UZWI 10.46% $85,964,197
ZENITH FOUNDATION WAVE MATRIX BRIDGE FI1GA1WVM GFB 12.35% $54,827,264
SUMMIT FOUNDATION FOCUS PIONEER LGIINABME SFCG 3.91% $44,935,184
VERTEX MERIDIAN PATHWAY ATLAS PRIME 233AP94SS CZCKY 5.31% $108,994,717
EMBER PIONEER WAVE HORIZON EAGLE PUQ8F09NF GFF 2.02% $70,958,618
FOCUS BRIDGE WAVE VALUE FIDNXNZQR WDDKP 11.63% $65,437,295
RIDGE ELEMENT FUSION ZENITH 3C6TXQNFB IITH 7.28% $82,639,584

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