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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 11-23-1987
- Office Locations
- 6
Office Locations
About NBT Capital Management, Inc.
NBT Capital Management provides personalized investment management and consulting for individual investors and retirement plan participants nationwide. The team builds tailored portfolios with an asset-allocation approach using mutual funds, ETFs and fixed income, and offers comprehensive wealth management engagements. Typical advisory pricing is around 1% annually, with hourly/project/retainer options; custody includes Charles Schwab.
Reported data analysis
What the numbers show
Between June 17, 2025 and June 4, 2026, reported AUM increased 7.6%, from $1.5B to $1.6B.
Across 5 reported observations, AUM decreased 6.8% between October 12, 2022 and June 4, 2026, from $1.7B to $1.6B.
Of the latest reported AUM, 77.3% is discretionary and 22.7% is non-discretionary.
The firm reports 7 advisory representatives and 786 clients, or 112.3 clients per representative. That equates to $2.0M in reported AUM per client.
The profile lists 6 reported office locations and 38 years in operation. The source data was last updated on June 4, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full NBT Capital Management, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
DOUGLAS JON COGGINS
Chief Compliance Officer, Director Of Fiduciary Services
- CRD
- --
- Ownership
- Less than 5%
RUTH HALLEY MAHONEY
Chief Executive Officer, President Of Wealth Management
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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NANCY DUNHAM CLEVELAND
Director
- CRD
- #1499216
JOHN CONSTANTINE KARADENES
Vice President
- CRD
- #2674451
Showing 2 of 9 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,242,662,913 | $1,026,146 |
| Non-Discretionary | $365,832,810 | $3,771,472 |
| Total | $1,608,495,723 | $1,229,737 |
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Separately Managed Accounts
SMA allocation detail is available
NBT Capital Management, Inc. has reported separately managed account data across 8 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
NBT Capital Management, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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