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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 11-23-1987
- Office Locations
- 6
Office Locations
About NBT Capital Management, Inc.
NBT Capital Management provides personalized investment management and consulting for individual investors and retirement plan participants nationwide. The team builds tailored portfolios with an asset-allocation approach using mutual funds, ETFs and fixed income, and offers comprehensive wealth management engagements. Typical advisory pricing is around 1% annually, with hourly/project/retainer options; custody includes Charles Schwab.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Owner & Executives
DOUGLAS JON COGGINS
Chief Compliance Officer, Director Of Fiduciary Services
- CRD
- --
- Ownership
- Less than 5%
RUTH HALLEY MAHONEY
Chief Executive Officer, President Of Wealth Management
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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NANCY DUNHAM CLEVELAND
Director
- CRD
- #1499216
JOHN CONSTANTINE KARADENES
Vice President
- CRD
- #2674451
Showing 2 of 9 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,242,662,913 | $1,026,146 |
| Non-Discretionary | $365,832,810 | $3,771,472 |
| Total | $1,608,495,723 | $1,229,737 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Other | Available | Available |
| Private Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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