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- Custodian
- Axos
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 02-01-2023
- Office Locations
- 1
Office Locations
About NEW Light Financial
New Light Financial is a Colorado state-registered investment advisor serving retirement-focused individuals and families in the Denver area. The firm delivers a structured retirement planning process covering income planning (Social Security, pensions, investment income), tax-efficiency strategies (Roth conversions, RMD planning), healthcare and long-term care planning, and estate planning coordination. It also offers fixed insurance/annuity solutions through an affiliated entity.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 108 clients, or 108 clients per representative. That equates to $287.0K in reported AUM per client.
The profile lists 1 reported office location and 3 years in operation. The source data was last updated on March 26, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full NEW Light Financial record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
Arisa Stein
Advisor, CHIEF MARKETING OFFICER
- CRD
- --
- Ownership
- 50% but less than 75%
RAYMOND JOHN STEIN
Chief Compliance Officer, Chief Executive Officer, FOUNDER
- CRD
- #6364830
- Ownership
- 50% but less than 75%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $30,995,902 | -- |
| Non-Discretionary | $0 | -- |
| Total | $30,995,902 | -- |
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Separately Managed Accounts
SMA allocation detail is available
NEW Light Financial has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.