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Nichols Investment Advisory Services

Nichols Investment Advisory Services. CRD 128465

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CRD: 128465

Nichols Investment Advisory Services

$29.0M Total AUM
$29.0M Disc. AUM
-- 3Y CAGR
1 Employees
200 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · John Hancock
Clients
Retail
Established Date
08-25-1995
Office Locations
1

Office Locations

Nine Steeple Street P.o. BOX 1587 Mashpee MA

About Nichols Investment Advisory Services

Nichols Investment Advisory Services is a fee-based RIA in Mashpee, MA providing hands-on portfolio design, ongoing monitoring, and retirement-focused planning for individuals, businesses, and trusts. The firm emphasizes preservation of capital, offers portfolio analysis, small-business pension plan support, and estate/trust planning. Uses ETFs as a core vehicle and custody relationships include Schwab and Fidelity.

Reported data analysis

What the numbers show

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 1 advisory representatives and 200 clients, or 200 clients per representative. That equates to $145.0K in reported AUM per client.

The profile lists 1 reported office location and 30 years in operation. The source data was last updated on March 10, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

63 AVG AGE
$29.0M AVG AUM / ADVISOR
$145.0K AVG AUM / CLIENT
22 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
30yrs Firm Age

Additional firm insights

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Available data coverage

  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Services
  • Technology

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Owner & Executives

C

CHRISTOPHER LEE NICHOLS

Account Executive, Chief Executive Officer

CRD
#1339640
Ownership
75% or more

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Contacts

No contact records available.

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $29,000,000 --
Non-Discretionary $0 --
Total $29,000,000 --

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Separately Managed Accounts

SMA allocation detail is available

Nichols Investment Advisory Services has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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