CRD: 281539
Nobles & Richards Advisors, LLC
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- Custodian
- Altruist ยท Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-01-2015
- Office Locations
- 4
Office Locations
About Nobles & Richards Advisors, LLC
Nobles & Richards is a boutique investment bank focused on private securities and alternative investments. The firm supports select companies issuing private securities with debt and equity private placements, private capital raising, and regulatory/compliance services (including managing broker-dealer, branch supervision, and outsourced FINOP/principal licensing). Financial advisory and private-security valuations are led by James R. Richards, CFA (UT Dallas lecturer), with compliance led by Ilonka Nobles.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
ILONKA NOBLES
Chief Compliance Officer, Chief Executive Officer
- CRD
- #2704881
- Ownership
- Less than 5%
JAMES ROSS RICHARDS
Owner
- CRD
- #2680389
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Liam Patrick Coll
--
- CRD
- #6993522
Cipriano Miguel Gomez
--
- CRD
- #4351711
Showing 2 of 7 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,000,000 | -- |
| Non-Discretionary | $34,380,882 | -- |
| Total | $35,380,882 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Public Funds | Available | Available |
| Total | Available | Available |
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