CRD: 40258
Northland Securities, Inc.
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Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 08-21-2002
- Office Locations
- 12
Office Locations
About Northland Securities, Inc.
Northland Securities is a Minneapolis-based full-service broker-dealer providing public finance, fixed income, equity capital markets, and wealth management to individuals, institutions, and communities. The firm is a leading Midwest underwriter of tax-exempt municipal bonds and serves as underwriter/financial advisor to municipal issuers, with dedicated fixed income and institutional equity research/trading teams and corporate finance support for growing companies. Client accounts clear through Pershing (BNY Mellon).
Reported data analysis
What the numbers show
Between October 10, 2025 and September 22, 2026, reported AUM increased 12.7%, from $359.9M to $405.5M.
Across 5 reported observations, AUM increased 110.0% between December 15, 2022 and September 22, 2026, from $193.0M to $405.5M.
Of the latest reported AUM, 95.5% is discretionary and 4.5% is non-discretionary.
The firm reports 22 advisory representatives and 976 clients, or 44.4 clients per representative. That equates to $415.5K in reported AUM per client.
The profile lists 12 reported office locations and 24 years in operation. The source data was last updated on September 22, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Industry Interests
- Investment Themes
- Investment Vehicles
- Services
- Technology
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Owner & Executives
DUSTIN RICHARD ALDEN
Chief Financial Officer, Finop
- CRD
- #6131554
- Ownership
- Less than 5%
TIFFANY DAWN HENN
DIRECTOR
- CRD
- #5515577
- Ownership
- Less than 5%
Showing 2 of 5 owners & executives
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CHRISTOPHER CARMEN AUWARTER
--
- CRD
- #4116644
MICHAEL JESSE BALDWIN
Managing Director
- CRD
- #4104326
Showing 2 of 192 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $387,310,427 | $328,229 |
| Non-Discretionary | $18,174,756 | $1,514,563 |
| Total | $405,485,183 | $340,172 |
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Separately Managed Accounts
SMA allocation detail is available
Northland Securities, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
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Northland Securities, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.