CRD: 40258
Northland Securities, Inc.
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- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 08-21-2002
- Office Locations
- 13
Office Locations
About Northland Securities, Inc.
Northland Securities is a Minneapolis-based full-service broker-dealer providing public finance, fixed income, equity capital markets, and wealth management to individuals, institutions, and communities. The firm is a leading Midwest underwriter of tax-exempt municipal bonds and serves as underwriter/financial advisor to municipal issuers, with dedicated fixed income and institutional equity research/trading teams and corporate finance support for growing companies. Client accounts clear through Pershing (BNY Mellon).
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Owner & Executives
DUSTIN RICHARD ALDEN
Chief Financial Officer, Finop
- CRD
- #6131554
- Ownership
- Less than 5%
Scott David Carrithers
DIRECTOR
- CRD
- #6944152
- Ownership
- Less than 5%
Showing 2 of 6 owners & executives
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MICHAEL JESSE BALDWIN
Managing Director
- CRD
- #4104326
BRADLEY A BARCLAY
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- CRD
- #6085331
Showing 2 of 190 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $387,310,427 | $328,229 |
| Non-Discretionary | $18,174,756 | $1,514,563 |
| Total | $405,485,183 | $340,172 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
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