CRD: 40258
Northland Securities, Inc.
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 08-21-2002
- Office Locations
- 12
Office Locations
About Northland Securities, Inc.
Northland Securities is a Minneapolis-based full-service broker-dealer providing public finance, fixed income, equity capital markets, and wealth management to individuals, institutions, and communities. The firm is a leading Midwest underwriter of tax-exempt municipal bonds and serves as underwriter/financial advisor to municipal issuers, with dedicated fixed income and institutional equity research/trading teams and corporate finance support for growing companies. Client accounts clear through Pershing (BNY Mellon).
Reported data analysis
What the numbers show
Between October 10, 2025 and September 22, 2026, reported AUM increased 12.7%, from $359.9M to $405.5M.
Across 5 reported observations, AUM increased 110.0% between December 15, 2022 and September 22, 2026, from $193.0M to $405.5M.
Of the latest reported AUM, 95.5% is discretionary and 4.5% is non-discretionary.
The firm reports 22 advisory representatives and 976 clients, or 44.4 clients per representative. That equates to $415.5K in reported AUM per client.
The profile lists 12 reported office locations and 24 years in operation. The source data was last updated on September 22, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review Northland Securities, Inc.'s detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Custodian
- Industry Interests
- Investment Themes
- Investment Vehicles
- Services
- Technology
Unlock the underlying categories and values
The full Northland Securities, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
DUSTIN RICHARD ALDEN
Chief Financial Officer, Finop
- CRD
- #6131554
- Ownership
- Less than 5%
TIFFANY DAWN HENN
DIRECTOR
- CRD
- #5515577
- Ownership
- Less than 5%
Showing 2 of 5 owners & executives
Unlock allContacts
CHRISTOPHER CARMEN AUWARTER
--
- CRD
- #4116644
MICHAEL JESSE BALDWIN
Managing Director
- CRD
- #4104326
Showing 2 of 188 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $387,310,427 | $328,229 |
| Non-Discretionary | $18,174,756 | $1,514,563 |
| Total | $405,485,183 | $340,172 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
Northland Securities, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Northland Securities, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.