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Northwest Asset Management

Northwest Asset Management. CRD 147923

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CRD: 147923

Northwest Asset Management

Mercer Island, WA, 98040
2068383680
$4.1B Total AUM
$2.9B Disc. AUM
10.9% 3Y CAGR
62 Employees
2,793 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · TD Ameritrade
Clients
Retail and Institutional
Platforms
RidgeCrest harbor +more
Established Date
08-20-2008
Office Locations
46

Office Locations

1207 S. White Chapel Blvd Suite 240 Southlake TX
131-A Stony Circle Suite 500 Santa Rosa CA
19125 North Creek Parkway Suite 120 Bothell WA

About Northwest Asset Management

Northwest Asset Management is a Mercer Island, WA RIA serving retail and institutional clients with asset management and financial planning, including portfolio construction, retirement plan and insurance guidance. Investment approaches emphasize asset allocation with heavy use of ETFs and public funds alongside fixed income and real estate, with ESG/SRI options. Custody available at major firms such as Schwab.

Team overview

48 AVG AGE
$93.9M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
5.7 yrs AVG TENURE
62 Employees
44 Advisory Reps
62 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Peak Timber

Custodian

Capital pioneer Glacier value Summit zenith Eagle element

Investment Themes

Optima Focus summit Oak pioneer Value ridge Vertex

Investment Vehicles

Unison beacon Zenith

Platform

Ember wave Unison zenith

Services

Foundation Insight unison Zenith Atlas glacier Zenith crest Horizon Value

Technology

Glacier Vertex capital Legacy fusion Beacon Matrix horizon

Owner & Executives

GREGORY ALLEN HEADRICK

GREGORY ALLEN HEADRICK

Managing Member

CRD
#2270615
Ownership
Less than 5%
(592) 202-4104
unison.oak@quantumcapital.com
in linkedin.com/in/meridian-radial
NELLY OLINDA MUBASHI

NELLY OLINDA MUBASHI

Chief Compliance Officer, Chief Executive Officer, Investment Advisor Representative

CRD
#4708949
Ownership
Less than 5%
(432) 879-8355
vital.horizon@optimacapital.com
in linkedin.com/in/prime-oak
W

Wave signal

Legacy crest zenith

CRD
#86993
Ownership
21.0%
(278) 643-8841
meridian.unison@harborcapital.com
in linkedin.com/in/alpha-frontier

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Contacts

Damian Seth Aldridge

Damian Seth Aldridge

Financial Advisor

CRD
#6837424
(805) 255-6303
eagle.prime@elementcapital.com
in linkedin.com/in/zenith-pioneer
JO SIMMONS ALDRIDGE

JO SIMMONS ALDRIDGE

Investment Advisor

CRD
#4339629
(680) 279-2856
harbor.bridge@frontiercapital.com
in linkedin.com/in/legacy-summit
T

Timber frontier

Glacier momentum radial

CRD
#46459
(963) 486-2972
atlas.frontier@matrixcapital.com
in linkedin.com/in/legacy-atlas

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-15-2022
03-29-2023
08-07-2024
12-16-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $2,942,099,674 $471,717
Non-Discretionary $1,189,581,730 $416,958
Total $4,131,681,404 $454,530

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Separately Managed Accounts

Total SMA Asset: $4,131,681,404

$4.1B Total SMA
Public Funds:
7.8%
Equity - Exchange:
9.4%
Cash:
17.3%
Other:
8.8%
Equity - OTC:
7.6%
Municipal Bonds:
16.9%
Corporate - Investment Grade:
16.7%
Other:
15.5%
Asset class Assets Assets %
Public Funds $581,057,826 7.8%
Equity - Exchange $700,249,175 9.4%
Cash $1,288,756,461 17.3%
Other $655,552,419 8.8%
Equity - OTC $566,158,908 7.6%
Municipal Bonds $1,258,958,624 16.9%
Corporate - Investment Grade $1,244,059,705 16.7%
Other $1,154,666,194 15.5%
Total $7,449,459,312 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
PATHWAY NORTH QUANTUM MOMENTUM RADIAL AO7V4NQ4Q BGU 4.51% $68,474,031
CREST ELEMENT HORIZON CAPITAL MOMENTUM LSMNR66NM MLMGE 7.27% $75,078,051
PIONEER DELTA OAK VECTOR IRHXO9F85 STXOM 5.50% $87,643,398
RIDGE NORTH RIDGE FUSION SO0I99MEE IUCX 11.18% $4,706,661
VALUE MERIDIAN ELEMENT UNISON VECTOR 6X2YQT9ZS URHIN 2.11% $40,417,464
OAK CATALYST PATHWAY VALUE Z3B0Q5KWK SVWPS 2.51% $78,847,596
VECTOR VITAL TIMBER EMBER UNISON OJTQJO3QH OOHME 11.70% $14,254,115
PATHWAY FOCUS FOUNDATION HORIZON EMBER 8I7G58UVF TTTY 6.28% $66,159,947

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