CRD: 112970
Novak & Powell Financial Services, Inc.
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- Custodian
- Charles Schwab & Company ยท Raymond James
- Clients
- Retail
- Platforms
- --
- Established Date
- 05-06-2011
- Office Locations
- 2
Office Locations
About Novak & Powell Financial Services, Inc.
Novak & Powell Financial Services is an advisor-owned, fee-only RIA serving individuals, families, and many entrepreneurs with comprehensive financial planning, tax-aware guidance, and discretionary portfolio management. Portfolios are implemented largely with ETFs and mutual funds, with custody through Charles Schwab. The team emphasizes client-first advice without commission-driven product sales.
Team overview
Insights
Investment Themes
Investment Vehicles
Services
Owner & Executives
DAVID WILLIAM NOVAK
Chief Compliance Officer, Financial Advisor, PRINCIPAL
- CRD
- #2811131
- Ownership
- 50% but less than 75%
JOSHUA D POWELL
Financial Advisor, PRINCIPAL
- CRD
- #4225150
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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TERRY RAY CARR
Branch Manager
- CRD
- #2218799
SAMUEL DOUGLAS CORNELL III
--
- CRD
- #1790408
Unison capital
Oak unison
- CRD
- #75067
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $359,464,704 | $380,386 |
| Non-Discretionary | $0 | -- |
| Total | $359,464,704 | $380,386 |
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Separately Managed Accounts
Total SMA Asset: $359,464,704
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $81,361,031 | 7.0% |
| Public Funds | $347,527,833 | 29.9% |
| Cash | $240,596,192 | 20.7% |
| Corporate - Investment Grade | $281,276,707 | 24.2% |
| U.S. Government/Agency | $211,538,681 | 18.2% |
| Total | $1,162,300,444 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| OAK DELTA | WAVE ATLAS | 4Y0PHMSZK | JYR | 4.19% | $119,699,061 |
| FOUNDATION BRIDGE | VECTOR DELTA | 70503AMSG | RMS | 7.25% | $17,120,455 |
| TIMBER CREST DELTA | CATALYST LEGACY | GW25B4C0S | KANX | 5.01% | $92,582,903 |
| INSIGHT PIONEER CATALYST | CATALYST MATRIX | FRIK3CT9N | CHOR | 3.61% | $62,272,139 |
| LEGACY CREST | PIONEER PATHWAY | JUG0G3RE7 | IXAA | 7.47% | $92,418,139 |
| ZENITH RADIAL | ALPHA CATALYST | AKLD94PAV | XUTK | 5.74% | $38,732,432 |
| OPTIMA CREST CREST | ZENITH BRIDGE | 51OND0MEH | JLMG | 2.17% | $14,958,598 |
| MOMENTUM FRONTIER | INSIGHT ATLAS | UMMW15JXR | TAOGN | 3.79% | $93,161,463 |