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Novem Group

Novem Group. CRD 158964

N

CRD: 158964

Novem Group

Rochester, NY, 14625
5853489525
$1.7B Total AUM
$1.5B Disc. AUM
13.8% 3Y CAGR
52 Employees
3,657 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
TD Ameritrade
Clients
Retail and Institutional
Platforms
AlphaAtlas +more
Established Date
09-22-2011
Office Locations
11

Office Locations

100 Linden Oaks Suite 205 Rochester NY
1200 Route 22, Suite 2000 East Bridgewater NJ
2032 Brentwood Blvd Grand Island NE

About Novem Group

Novem Group is an independent wealth management firm serving individuals and businesses, with offices in Rochester, NY and Jupiter, FL. It provides comprehensive financial and investment advice—retirement planning, portfolio construction, and group retirement plan consulting with participant education to ease employer administrative and fiduciary burden. Recognized as a Rochester Top 100 company for four consecutive years. Investment solutions commonly use public funds and ETFs via the Osaic platform.

Team overview

47 AVG AGE
$34.4M AVG AUM / ADVISOR
$469.7K AVG AUM / CLIENT
7.2 yrs AVG TENURE
52 Employees
50 Advisory Reps
32 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Eagle oak Harbor foundation Oak Beacon quantum

Client Personas

Prime Summit Matrix bridge Ember

Custodian

Pathway capital Zenith Momentum ridge Peak Zenith oak Prime Harbor pioneer

Investment Themes

Eagle timber Wave signal Ridge

Investment Vehicles

Radial Capital

Platform

Capital Bridge value Insight

Services

Horizon pathway Vital Catalyst timber Frontier zenith Frontier Insight eagle Bridge Catalyst Pioneer zenith Legacy pioneer

Technology

Momentum Alpha Peak Vital Pioneer

Owner & Executives

ROBERT JOSEPH BARTOLOTTA

ROBERT JOSEPH BARTOLOTTA

Chief Compliance Officer, Chief Executive Officer

CRD
#1943239
Ownership
75% or more
(510) 481-8004
pathway.radial@bridgecapital.com
in linkedin.com/in/foundation-matrix
PATRICK DANIEL MANUEL

PATRICK DANIEL MANUEL

President

CRD
#5198707
Ownership
Less than 5%
(678) 328-2268
harbor.meridian@optimacapital.com
in linkedin.com/in/capital-fusion

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Contacts

KEVIN GLENN ALBRECHT

KEVIN GLENN ALBRECHT

Investment Advisor Representative

CRD
#1446140
(517) 754-6249
crest.signal@focuscapital.com
in linkedin.com/in/fusion-summit
J

JEFFREY BERNARD ALTIERI

Portfolio Manager

CRD
#862821
(546) 701-2189
fusion.timber@meridiancapital.com
in linkedin.com/in/legacy-momentum
T

Timber frontier

Crest atlas

CRD
#19873
(555) 282-7378
zenith.alpha@pathwaycapital.com
in linkedin.com/in/momentum-delta

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-07-2022
09-21-2023
12-04-2024
11-11-2025
02-27-2026
Category Assets AVG. Account size
Discretionary $1,454,929,528 $269,631
Non-Discretionary $262,714,408 $1,501,225
Total $1,717,643,936 $308,319

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Separately Managed Accounts

Total SMA Asset: $1,717,643,936

$1.7B Total SMA
Public Funds:
19.5%
Equity - Exchange:
15.4%
Cash:
17.8%
Corporate - Investment Grade:
6.1%
Derivatives:
17.4%
Municipal Bonds:
4.3%
U.S. Government/Agency:
19.5%
Asset class Assets Assets %
Public Funds $119,297,900 19.5%
Equity - Exchange $94,214,752 15.4%
Cash $108,897,570 17.8%
Corporate - Investment Grade $37,318,830 6.1%
Derivatives $106,450,434 17.4%
Municipal Bonds $26,306,716 4.3%
U.S. Government/Agency $119,297,899 19.5%
Total $611,784,101 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
FOUNDATION INSIGHT MATRIX QUANTUM PIONEER UQOM9MYKS PPINT 12.25% $45,524,409
DELTA PRIME ATLAS ELEMENT 8GI42YHYQ LAPZD 3.52% $100,274,977
ALPHA DELTA ZENITH HARBOR EMBER MDUJM4BM4 FKK 2.71% $72,998,539
MOMENTUM VITAL OAK HORIZON ELEMENT 0NJ2VGA9T QPCC 5.52% $45,901,363
DELTA EMBER SUMMIT WAVE RIDGE 8NKDH1R8Z EGQZN 5.69% $12,910,110
PEAK VALUE EMBER FUSION SUMMIT 633HD2BM7 LPLG 6.53% $102,110,134
PEAK ZENITH BEACON DELTA FZEOZJR1E XAAU 8.53% $28,046,882
FRONTIER FRONTIER EAGLE BEACON PIONEER JB3J9LTUE KLGQO 2.76% $33,810,712

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