$329.1M Total AUM
$317.2M Disc. AUM
-- 3Y CAGR
2 Employees
191 ADV. Clients
10 yrs Firm Age
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- Custodian
- American Funds · Capital Group · Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-06-2016
- Office Locations
- 1
Office Locations
735 Tank Farm Road Suite 250 SAN Luis Obispo CA
About NWM Advisors, LLC
NWM Advisors, LLC is a San Luis Obispo, CA registered investment adviser providing hands-on financial planning and investment portfolio management using a disciplined, education- and communication-driven process. Portfolios commonly use ETFs and mutual funds and are custodied at Charles Schwab. The firm works by referral only.
Team overview
43 AVG AGE
$164.5M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
8.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
10yrs Firm Age
Insights
Available
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Available
Available
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
K
KEVIN MARK NICHOLS
Chief Compliance Officer, President
- CRD
- #2347023
- Ownership
- 75% or more
Available
Available
Available
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Sergio P Holguin
Director
- CRD
- #7197477
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $317,186,141 | $635,644 |
| Non-Discretionary | $11,871,483 | $5,935,742 |
| Total | $329,057,624 | $656,802 |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Equity - Exchange:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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