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O'connor Capital Advisory, LLC

O'connor Capital Advisory, LLC. CRD 152687

O'connor Capital Advisory, LLC logo

CRD: 152687

O'connor Capital Advisory, LLC

Scottsdale, AZ, 85250
4807296260
$112.1M Total AUM
$112.1M Disc. AUM
-- 3Y CAGR
1 Employees
38 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Peak
Established Date
08-19-2010
Office Locations
2

Office Locations

5635 N Scottsdale RD STE 170 Scottsdale AZ
623 California Street Santa Cruz CA

About O'connor Capital Advisory, LLC

O’Connor Capital Advisory is a boutique RIA providing financial planning and discretionary investment management for individuals, families, trusts and partnerships. Portfolios use multi-level screening across domestic and global markets, including mutual funds and ETFs, with technical analysis and daily monitoring to pursue capital appreciation while curtailing downside risk. Clients receive frequent market updates and consolidated reporting via Fidelity clearing/custody.

Team overview

-- AVG AGE
$112.1M AVG AUM / ADVISOR
$3.0M AVG AUM / CLIENT
8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
15yrs Firm Age

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Asset Classes

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Client Personas

Pathway

Custodian

Catalyst Wave Pathway element

Investment Themes

Wave harbor Capital north Harbor

Investment Vehicles

Element

Platform

North focus

Services

Bridge insight Ridge Vital

Technology

Alpha meridian

Owner & Executives

J

JAMES HARVEY OCONNOR II

Chief Compliance Officer, Chief Executive Officer, Founder, Managing Member

CRD
#1509766
Ownership
75% or more
(339) 235-7584
legacy.frontier@horizoncapital.com
in linkedin.com/in/quantum-oak

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Contacts

S

Sean Patrick O'Connor

--

CRD
#8277776
(644) 571-6078
ember.atlas@quantumcapital.com
in linkedin.com/in/meridian-insight

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-29-2011
04-20-2012
06-16-2021
Category Assets AVG. Account size
Discretionary $112,136,990 $680,741
Non-Discretionary $0 --
Total $112,136,990 $680,741

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Separately Managed Accounts

Total SMA Asset: $112,136,990

$112.1M Total SMA
Public Funds:
38.7%
Corporate - Investment Grade:
28.6%
U.S. Government/Agency:
23.8%
Cash:
8.9%
Asset class Assets Assets %
Public Funds $2,648,349,775 38.7%
Corporate - Investment Grade $1,957,178,387 28.6%
U.S. Government/Agency $1,628,700,895 23.8%
Cash $609,052,015 8.9%
Total $6,843,281,072 100.0%

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