This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 08-19-2010
- Office Locations
- 2
Office Locations
About O'connor Capital Advisory, LLC
O’Connor Capital Advisory is a boutique RIA providing financial planning and discretionary investment management for individuals, families, trusts and partnerships. Portfolios use multi-level screening across domestic and global markets, including mutual funds and ETFs, with technical analysis and daily monitoring to pursue capital appreciation while curtailing downside risk. Clients receive frequent market updates and consolidated reporting via Fidelity clearing/custody.
Reported data analysis
What the numbers show
Between April 20, 2012 and June 16, 2021, reported AUM increased 243.2%, from $35.5M to $121.9M.
Across 3 reported observations, AUM increased 303.5% between March 29, 2011 and June 16, 2021, from $30.2M to $121.9M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 38 clients, or 38 clients per representative. That equates to $3.0M in reported AUM per client.
The profile lists 2 reported office locations and 16 years in operation. The source data was last updated on July 2, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review O'connor Capital Advisory, LLC's detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
Unlock the underlying categories and values
The full O'connor Capital Advisory, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
JAMES HARVEY OCONNOR II
Chief Compliance Officer, Chief Executive Officer, Founder, Managing Member
- CRD
- #1509766
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
Sean Patrick O'Connor
--
- CRD
- #8277776
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $112,136,990 | $680,741 |
| Non-Discretionary | $0 | -- |
| Total | $112,136,990 | $680,741 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
O'connor Capital Advisory, LLC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.