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O'shaughnessy Asset Management, LLC

O'shaughnessy Asset Management, LLC. CRD 144594

O'shaughnessy Asset Management, LLC logo

CRD: 144594

O'shaughnessy Asset Management, LLC

$19.8B Total AUM
$19.8B Disc. AUM
48.0% 3Y CAGR
103 Employees
12,525 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
--
Clients
Retail and Institutional
Established Date
07-25-2007
Office Locations
1

Office Locations

100 First Stamford Place Stamford CT

About O'shaughnessy Asset Management, LLC

O’Shaughnessy Asset Management (OSAM) is an investment manager serving retail and institutional clients with factor-driven, style-based separate account strategies across U.S. and global equities. Its Canvas platform enables advisors to build and manage custom indexes, including automated tax-loss harvesting to improve after-tax outcomes. Research-led team includes long-tenured principals (avg. 19 years) and six CFA charterholders; the firm has agreed to be acquired by Franklin Templeton.

Reported data analysis

What the numbers show

Between December 17, 2024 and December 16, 2025, reported AUM increased 57.0%, from $12.6B to $19.8B.

Across 5 reported observations, AUM increased 309.9% between November 1, 2021 and December 16, 2025, from $4.8B to $19.8B.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 53 advisory representatives and 12,525 clients, or 236.3 clients per representative. That equates to $1.6M in reported AUM per client.

The profile lists 1 reported office location and 19 years in operation. The source data was last updated on December 16, 2025. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

38 AVG AGE
$373.2M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
5.5 yrs AVG TENURE
103 Employees
53 Advisory Reps
53 RIA Reps
19yrs Firm Age

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Available data coverage

  • Asset Classes
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

RAYMOND AMOROSO III

RAYMOND AMOROSO III

Chief Compliance Officer, PRINCIPAL

CRD
--
Ownership
Less than 5%
SCOTT MICHAEL BARTONE

SCOTT MICHAEL BARTONE

Chief Product Officer, Co-Head of Investment Management

CRD
#5123973
Ownership
Less than 5%

Showing 2 of 13 owners & executives

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Contacts

P

PAUL JON ACKERLEY

Vice President

CRD
#4188944
R

RICHARD S BASTIEN

Vice President

CRD
#7906344

Showing 2 of 62 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-01-2021
12-20-2022
12-15-2023
12-17-2024
12-16-2025
Category Assets AVG. Account size
Discretionary $19,782,138,121 $1,773,229
Non-Discretionary $0 --
Total $19,782,138,121 $1,773,229

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Separately Managed Accounts

SMA allocation detail is available

O'shaughnessy Asset Management, LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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O'shaughnessy Asset Management, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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