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- Custodian
- Empower · John Hancock · Matrix Trust · Principal · Voya Financial
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 03-18-2024
- Office Locations
- 1
Office Locations
About Oakley Financial LLC
Oa(k)ley Financial LLC is a family-owned retirement plan advisory firm in Fort Mill, SC, focused exclusively on employer-sponsored plans (401(k), 403(b), 457(b), cash balance, ESOP and non-qualified). As a Registered Investment Advisor and named co-fiduciary, it helps plan sponsors design and oversee plans, select and monitor investments, benchmark fees/providers, and deliver on-site, action-oriented participant education while documenting processes to support DOL/ERISA compliance.
Reported data analysis
What the numbers show
Of the latest reported AUM, 0.0% is discretionary and 100.0% is non-discretionary.
The firm reports 1 advisory representatives and 35 clients, or 35 clients per representative. That equates to $1.5M in reported AUM per client.
The profile lists 1 reported office location and 2 years in operation. The source data was last updated on March 13, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
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Owner & Executives
AARON OAKLEY FINCH
Chief Compliance Officer, Financial Advisor, Managing Member
- CRD
- #4964803
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No contact records available.
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $53,306,567 | -- |
| Total | $53,306,567 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Oakley Financial LLC has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.