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Occam Capital Management, LLC

Occam Capital Management, LLC. CRD 108201

Occam Capital Management, LLC logo

CRD: 108201

Occam Capital Management, LLC

$67.4M Total AUM
$67.4M Disc. AUM
0.0% 3Y CAGR
2 Employees
147 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
04-03-2001
Office Locations
1

Office Locations

1303 Marsh Road Suite 4 Pittsford NY

About Occam Capital Management, LLC

Occam Capital Management, LLC is an SEC-registered RIA providing investment management to individuals, nonprofits, and businesses. The firm runs a long-term, value-oriented approach across large-cap U.S. and international equities and investment-grade taxable and tax-exempt bonds, combining top-down macro views with bottom-up fundamental and valuation screening. Led by CFP Managing Director Priscilla Baker Jones, a former equity strategist/portfolio manager and past CFA Society of Rochester president; custodied with Schwab.

Team overview

-- AVG AGE
$67.4M AVG AUM / ADVISOR
$458.5K AVG AUM / CLIENT
5 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
25yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

P

PRISCILLA ANNE BAKER JONES

Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Operating Officer, CLO

CRD
#1232140
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-29-2022
03-30-2023
03-28-2024
04-08-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $67,403,243 $325,620
Non-Discretionary $0 --
Total $67,403,243 $325,620

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Public Funds Available Available
Total Available Available

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