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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 04-03-2001
- Office Locations
- 1
Office Locations
About Occam Capital Management, LLC
Occam Capital Management, LLC is an SEC-registered RIA providing investment management to individuals, nonprofits, and businesses. The firm runs a long-term, value-oriented approach across large-cap U.S. and international equities and investment-grade taxable and tax-exempt bonds, combining top-down macro views with bottom-up fundamental and valuation screening. Led by CFP Managing Director Priscilla Baker Jones, a former equity strategist/portfolio manager and past CFA Society of Rochester president; custodied with Schwab.
Reported data analysis
What the numbers show
Between April 8, 2025 and March 27, 2026, reported AUM increased 2.2%, from $65.9M to $67.4M.
Across 5 reported observations, AUM increased 1.0% between September 29, 2022 and March 27, 2026, from $66.7M to $67.4M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 147 clients, or 147 clients per representative. That equates to $458.5K in reported AUM per client.
The profile lists 1 reported office location and 25 years in operation. The source data was last updated on March 27, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Vehicles
- Services
- Technology
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Owner & Executives
PRISCILLA ANNE BAKER JONES
Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Operating Officer, CLO
- CRD
- #1232140
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $67,403,243 | $325,620 |
| Non-Discretionary | $0 | -- |
| Total | $67,403,243 | $325,620 |
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Separately Managed Accounts
SMA allocation detail is available
Occam Capital Management, LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.