CRD: 168650
Occidental Asset Management, LLC
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 09-06-2013
- Office Locations
- 7
Office Locations
About Occidental Asset Management, LLC
Occidental Asset Management, LLC (Your Mental Wealth Advisors) provides investment management and comprehensive financial life planning, including tax, estate, retirement, risk management, and charitable giving. Their discovery-led process emphasizes understanding investor beliefs and behavioral “Money Scripts,” then building and monitoring a flexible game plan. Portfolios are largely ETF-based, with custody including Charles Schwab.
Reported data analysis
What the numbers show
Between September 16, 2025 and September 23, 2026, reported AUM increased 12.4%, from $953.4M to $1.1B.
Across 5 reported observations, AUM increased 104.6% between March 31, 2022 and September 23, 2026, from $523.7M to $1.1B.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 9 advisory representatives and 945 clients, or 105 clients per representative. That equates to $1.5M in reported AUM per client.
The profile lists 7 reported office locations and 13 years in operation. The source data was last updated on October 12, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Industry Interests
- Investment Themes
- Investment Vehicles
- Platform
- Services
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Owner & Executives
ANDREW CHARLES CATTANO III
MANAGING PRINCIPAL
- CRD
- #2541078
- Ownership
- Less than 5%
BRAD T KLONTZ DR
MANAGING PRINCIPAL, Wealth Advisor
- CRD
- #6256625
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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BUGRA BAKAN
Managing Partner
- CRD
- #4524172
JAMES PAUL GRIFFIN
Partner
- CRD
- #5180016
Showing 2 of 12 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,401,287,655 | $557,924 |
| Non-Discretionary | $0 | -- |
| Total | $1,401,287,655 | $557,924 |
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Separately Managed Accounts
SMA allocation detail is available
Occidental Asset Management, LLC has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Occidental Asset Management, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.