O
CRD: 168650
Occidental Asset Management, LLC
$1.1B Total AUM
$1.1B Disc. AUM
28.5% 3Y CAGR
15 Employees
908 ADV. Clients
12 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- North radial
- Established Date
- 09-06-2013
- Office Locations
- 7
Office Locations
220 E Central Parkway Suite 3045 Altamonte Springs FL
301 California Drive #9 Burlingame CA
35 100th AVE NE Bellevue WA
About Occidental Asset Management, LLC
Occidental Asset Management, LLC (Your Mental Wealth Advisors) provides investment management and comprehensive financial life planning, including tax, estate, retirement, risk management, and charitable giving. Their discovery-led process emphasizes understanding investor beliefs and behavioral “Money Scripts,” then building and monitoring a flexible game plan. Portfolios are largely ETF-based, with custody including Charles Schwab.
Team overview
47 AVG AGE
$119.1M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
7.3 yrs AVG TENURE
15 Employees
9 Advisory Reps
9 RIA Reps
12yrs Firm Age
Insights
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Asset Classes
North vital
Client Personas
Ridge momentum Insight Zenith foundation
Custodian
Meridian capital Beacon prime Quantum matrix Element fusion Vector momentum Glacier Eagle Glacier Bridge
Fund Managers
Element wave
Investment Themes
Harbor vital Element Atlas radial Meridian optima Beacon alpha
Investment Vehicles
Insight peak Harbor
Platform
Prime north
Services
Value ridge Pioneer frontier Summit value Element harbor Delta zenith Capital Vertex catalyst Catalyst peak Unison Delta wave
Technology
Unison
Owner & Executives
A
ANDREW CHARLES CATTANO III
MANAGING PRINCIPAL
- CRD
- #2541078
- Ownership
- Less than 5%
(981) 700-1577
meridian.momentum@horizoncapital.com
in linkedin.com/in/timber-summit
B
BRAD T KLONTZ DR
MANAGING PRINCIPAL, Wealth Advisor
- CRD
- #6256625
- Ownership
- Less than 5%
(964) 712-6086
pathway.optima@oakcapital.com
in linkedin.com/in/frontier-meridian
F
Frontier wave
Beacon bridge unison
- CRD
- #28034
- Ownership
- 20.4%
(595) 742-4226
alpha.foundation@vitalcapital.com
in linkedin.com/in/momentum-vital
Showing 2 of 3 owners & executives
Unlock allContacts
BUGRA BAKAN
--
- CRD
- #4524172
(201) 436-5541
ember.beacon@unisoncapital.com
in linkedin.com/in/bridge-zenith
JAMES PAUL GRIFFIN
Partner
- CRD
- #5180016
(692) 551-5164
pioneer.crest@unisoncapital.com
in linkedin.com/in/bridge-pathway
O
Oak pioneer
Frontier ember momentum
- CRD
- #20927
(672) 476-2975
glacier.horizon@northcapital.com
in linkedin.com/in/signal-timber
Showing 2 of 12 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,071,771,428 | $557,924 |
| Non-Discretionary | $0 | -- |
| Total | $1,071,771,428 | $557,924 |
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Separately Managed Accounts
Total SMA Asset: $1,071,771,428
Equity - Exchange:
22.8% Corporate - Investment Grade:
13.2% Municipal Bonds:
8.9% Private Funds:
26.7% U.S. Government/Agency:
28.4% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,384,817,797 | 22.8% |
| Corporate - Investment Grade | $801,736,619 | 13.2% |
| Municipal Bonds | $540,564,842 | 8.9% |
| Private Funds | $1,621,694,526 | 26.7% |
| U.S. Government/Agency | $1,724,948,484 | 28.4% |
| Total | $6,073,762,268 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| PRIME ALPHA | OAK BRIDGE | G2FM5U4CC | YVEZ | 2.07% | $111,661,537 |
| VITAL INSIGHT QUANTUM | LEGACY UNISON | JBDQ7WKKM | CSUVL | 7.40% | $1,173,463 |
| CREST ALPHA WAVE | FRONTIER ZENITH | EIVS3VDNN | ZBWS | 5.50% | $33,194,245 |
| MOMENTUM CATALYST | PEAK VALUE | AY7TBOJ9J | MQOZI | 5.03% | $46,246,203 |
| ZENITH RADIAL | VERTEX VECTOR | WGJKROCZ1 | DAWFH | 5.18% | $110,801,057 |
| FRONTIER RADIAL | GLACIER FUSION | 1PDHRXDTZ | GAM | 10.09% | $32,452,001 |
| VERTEX ZENITH RIDGE | ELEMENT HORIZON | 2U5VZD75G | CSQZR | 5.62% | $35,687,259 |
| CATALYST NORTH UNISON | DELTA ELEMENT | MP6QAEF94 | VGTRT | 6.24% | $106,990,263 |