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Oceanic Capital Management LLC

Oceanic Capital Management LLC. CRD 146135

Oceanic Capital Management LLC logo

CRD: 146135

Oceanic Capital Management LLC

$64.6M Total AUM
$51.7M Disc. AUM
-- 3Y CAGR
2 Employees
103 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers · Matrix Trust · UBS
Clients
Retail and Institutional
Platforms
Available
Established Date
04-04-2008
Office Locations
1

Office Locations

125 Half Mile Road Suite 200 RED Bank NJ

About Oceanic Capital Management LLC

Oceanic Capital Management LLC is a fiduciary advisory firm serving Middletown/Monmouth County and clients across New Jersey. The team provides comprehensive financial planning (retirement, tax, estate and divorce planning) alongside investment management, building diversified, low-cost portfolios grounded in academic research and long-term discipline rather than market timing. Led by credentialed advisors (CFP®, CFA®, CDFA®) with 50+ years of combined experience.

Team overview

60 AVG AGE
$32.3M AVG AUM / ADVISOR
$627.0K AVG AUM / CLIENT
13.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
18yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

DOUGLAS JOHN LYONS

DOUGLAS JOHN LYONS

Managing Director

CRD
#1612316
Ownership
50% but less than 75%
Available
Available
Available
THOMAS HOSFORD YORKE

THOMAS HOSFORD YORKE

Chief Compliance Officer, Managing Director

CRD
#1499991
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $51,677,136 --
Non-Discretionary $12,902,255 --
Total $64,579,391 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
U.S. Government/Agency:
Available
Equity - Exchange:
Available
Private Funds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
U.S. Government/Agency Available Available
Equity - Exchange Available Available
Private Funds Available Available
Cash Available Available
Total Available Available

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