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Oceaniq Capital, LLC

Oceaniq Capital, LLC. CRD 168062

Oceaniq Capital, LLC logo

CRD: 168062

Oceaniq Capital, LLC

$334.2M Total AUM
$299.0M Disc. AUM
40.1% 3Y CAGR
7 Employees
452 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Bank Vontobel · Charles Schwab & Company · Interactive Brokers
Clients
Retail and Institutional
Platforms
Available
Established Date
10-03-2013
Office Locations
2

Office Locations

1881 Page Mill Rd., Suite #236 Palo Alto CA
275 Shoreline Drive Unit 120 Redwood City CA

About Oceaniq Capital, LLC

OceanIQ Capital is a Silicon Valley-based boutique multi-family office providing private wealth management and venture investing for executives, entrepreneurs, and internationally situated families. The firm builds independent liquid portfolios and sources alternative and SPV opportunities (Opportunity Zone, private REITs, direct lending, private equity, venture and cryptocurrency), with consolidated reporting across institutions and non-bankable assets. Differentiator: US-Asia cross-border expertise and proprietary deal flow access.

Team overview

42 AVG AGE
$83.5M AVG AUM / ADVISOR
$739.3K AVG AUM / CLIENT
3.1 yrs AVG TENURE
7 Employees
4 Advisory Reps
4 RIA Reps
12yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Kai Chen

Kai Chen

Managing Director

CRD
#2916984
Ownership
Less than 5%
Available
Available
Available
Y

YING YING JING

CHIEF OPERATING OFFICER, Director

CRD
#4626484
Ownership
Less than 5%
Available
Available
Available

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Contacts

D

Diana Chen

Operations Lead

CRD
--
Available
Available
Available
Kai Chen

Kai Chen

Managing Director

CRD
#2916984
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-11-2022
03-29-2023
03-09-2024
09-30-2025
06-24-2026
Category Assets AVG. Account size
Discretionary $299,042,430 $703,629
Non-Discretionary $35,128,530 $1,301,057
Total $334,170,960 $739,316

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Equity - OTC:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Public Funds:
Available
Cash:
Available
Private Funds:
Available
Derivatives:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Equity - OTC Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Public Funds Available Available
Cash Available Available
Private Funds Available Available
Derivatives Available Available
Total Available Available

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