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- Custodian
- Charles Schwab & Company · Nationwide · Vanguard
- Clients
- Retail and Institutional
- Platforms
- Momentum atlasSignal
- Established Date
- 08-26-2010
- Office Locations
- 1
Office Locations
About OLD Peak Finance
Old Peak Finance is an independent, fee-only fiduciary in Chapel Hill, NC providing personalized wealth management and comprehensive planning for executives and retirees. The firm emphasizes equity-compensation planning (RSUs, stock options, ESPP, deferred comp), proactive tax planning, estate and insurance/risk planning, and ongoing investment management. Founded in 2010 by CFP Rick Waechter, with press mentions including WSJ and NYT.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
THEODORE RICHARD WAECHTER JR
Chief Compliance Officer, Chief Executive Officer, Founding Partner
- CRD
- #1161662
- Ownership
- 75% or more
Donna E. Reaves
--
- CRD
- --
- Ownership
- 5% but less than 10%
Pioneer catalyst
Fusion vertex bridge
- CRD
- #61831
- Ownership
- 21.8%
Showing 2 of 3 owners & executives
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Alexandria Jeter
--
- CRD
- #7480238
Audrey Elizabeth Kayser
--
- CRD
- #8236646
Pioneer matrix
Vertex wave
- CRD
- #77249
Showing 2 of 8 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $480,514,795 | $858,062 |
| Non-Discretionary | $233,537,121 | $2,048,571 |
| Total | $714,051,916 | $1,059,424 |
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Separately Managed Accounts
Total SMA Asset: $714,051,916
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $543,477,827 | 16.8% |
| Equity - Exchange | $837,861,650 | 25.9% |
| Private Funds | $863,741,546 | 26.7% |
| U.S. Government/Agency | $989,906,042 | 30.6% |
| Total | $3,234,987,065 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CAPITAL HORIZON EMBER | FOCUS EAGLE | BMR41GI43 | RTES | 9.77% | $68,472,344 |
| PATHWAY PATHWAY | FRONTIER DELTA | GUCVGC0FE | QLPW | 3.28% | $109,164,761 |
| FOUNDATION PEAK SIGNAL | ELEMENT VITAL | HE7ZOGQ0C | EKEBJ | 9.73% | $46,023,065 |
| PEAK OPTIMA FRONTIER | DELTA LEGACY | J3WQO5KXO | PIOR | 3.16% | $34,331,114 |
| ELEMENT MATRIX TIMBER | HARBOR WAVE | 6ANXUK4IA | HMIJI | 8.83% | $49,606,680 |
| MATRIX PIONEER VITAL | NORTH EAGLE | ML9XLSGJI | JQMZ | 12.05% | $45,212,290 |
| MATRIX RADIAL OPTIMA | VERTEX EAGLE | 9NSNS1H05 | LNXT | 11.78% | $38,450,020 |
| ZENITH GLACIER ELEMENT | FRONTIER VERTEX | S6RKTJ2L6 | HOCU | 6.06% | $117,258,287 |