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OLD Slip Registered Investment Advisors, LLC

OLD Slip Registered Investment Advisors, LLC. CRD 297976

OLD Slip Registered Investment Advisors, LLC logo

CRD: 297976

OLD Slip Registered Investment Advisors, LLC

$305.0M Total AUM
$1.0M Disc. AUM
-3.1% 3Y CAGR
3 Employees
30 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
08-02-2018
Office Locations
1

Office Locations

40 Wall Street Floor 28 NEW York NY

About OLD Slip Registered Investment Advisors, LLC

Old Slip Registered Investment Advisors, LLC is a New York-based RIA serving retail and institutional clients, with a planning-led offering spanning portfolio construction, wealth/estate and tax planning, retirement plan and insurance solutions. Investment approach is multi-asset, incorporating public markets and alternatives (e.g., private equity/hedge funds/real estate) alongside ETFs and mutual funds. Publishes the monthly “Old Slip Outlook” markets email; custody via Schwab.

Team overview

45 AVG AGE
$101.7M AVG AUM / ADVISOR
$10.2M AVG AUM / CLIENT
5.1 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JAMES JOSEPH LUKEZIC

JAMES JOSEPH LUKEZIC

Chief Compliance Officer, Managing Member

CRD
#4284800
Ownership
75% or more
Available
Available
Available

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Contacts

M

MICHAEL RAYMOND GOOLD

--

CRD
#4820084
Available
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-05-2022
11-27-2023
02-16-2024
03-13-2025
02-12-2026
Category Assets AVG. Account size
Discretionary $1,000,000 $200,000
Non-Discretionary $304,000,000 $14,476,190
Total $305,000,000 $11,730,769

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Total Available Available

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