$43.4M Total AUM
$40.8M Disc. AUM
-- 3Y CAGR
1 Employees
100 ADV. Clients
9 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท LPL Financial
- Clients
- Retail
- Platforms
- FoundationQuantum insight
- Established Date
- 08-04-2016
- Office Locations
- 1
Office Locations
1028 LEE-ANN Drive Suite 220 Concord NC
About Optimal Planning LLC
Optimal Planning LLC is a Concord-based RIA. The firm has been operating for 9 years. Managing $43.4M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company and LPL Financial. Services offered include Estate Planning, Financial Planning, Insurance.
Team overview
48 AVG AGE
$43.4M AVG AUM / ADVISOR
$433.9K AVG AUM / CLIENT
9.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
9yrs Firm Age
Insights
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Asset Classes
Pioneer north Zenith element
Client Personas
Optima
Custodian
Bridge signal Legacy Frontier ridge Vertex Fusion vertex
Investment Themes
Oak alpha Oak Harbor Unison signal
Investment Vehicles
Value meridian Optima
Services
Pioneer vital Horizon Zenith Oak beacon Pioneer value Ridge
Technology
Wave vector Insight
Owner & Executives
PATRICK KEITH RILEY
Chief Compliance Officer, Investment Advisor Representative, Owner
- CRD
- #4434612
- Ownership
- 75% or more
(530) 496-3182
frontier.summit@signalcapital.com
in linkedin.com/in/momentum-vital
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $40,820,011 | -- |
| Non-Discretionary | $2,568,853 | -- |
| Total | $43,388,864 | -- |
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Separately Managed Accounts
Total SMA Asset: $43,388,864
Equity - Exchange:
100.0% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $7,096,975,236 | 100.0% |
| Total | $7,096,975,236 | 100.0% |