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- Custodian
- Charles Schwab & Company ยท Tiaa
- Clients
- Retail and Institutional
- Platforms
- Catalyst bridge
- Established Date
- 11-24-2000
- Office Locations
- 1
Office Locations
About Otto & Associates, Inc.
Otto & Associates, Inc. is a fee-only, fiduciary financial planning and investment management firm providing integrated retirement, estate, tax, insurance, college, cash-flow, and charitable planning. The team manages portfolios using vehicles such as mutual funds and ETFs and does not sell products, take commissions, or accept referral fees. Client assets are custodied with Charles Schwab.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
SUSAN OTTO GOODELL
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #5895496
- Ownership
- 50% but less than 75%
DAVID WILLIAM OTTO
Certified Financial Planner
- CRD
- #4364736
- Ownership
- 25% but less than 50%
North north
Eagle zenith
- CRD
- #68928
- Ownership
- 16.5%
Showing 2 of 3 owners & executives
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Deborah L Maher
Financial Advisor, General Partner
- CRD
- #7429053
Showing 1 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $286,640,870 | $455,709 |
| Non-Discretionary | $0 | -- |
| Total | $286,640,870 | $455,709 |
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Separately Managed Accounts
Total SMA Asset: $286,640,870
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $717,022,593 | 29.9% |
| Cash | $450,836,948 | 18.8% |
| Private Funds | $733,809,075 | 30.6% |
| Equity - Exchange | $496,400,257 | 20.7% |
| Total | $2,398,068,873 | 100.0% |