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Oxbow Advisors, LLC

Oxbow Advisors, LLC. CRD 156393

Oxbow Advisors, LLC logo

CRD: 156393

Oxbow Advisors, LLC

$2.5B Total AUM
$2.5B Disc. AUM
9.2% 3Y CAGR
13 Employees
746 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · RBC
Clients
Retail and Institutional
Platforms
Available
Established Date
06-06-2011
Office Locations
5

Office Locations

200 West 6TH Street Suite 1920 Austin TX
800 Gessner Road Suite 750 Houston TX
800 North Shoreline Blvd. Suite 2200 South Corpus Christi TX

About Oxbow Advisors, LLC

Oxbow Advisors is a Texas-based RIA serving high-net-worth investors—often entrepreneurs and families navigating liquidity events like a business sale or inheritance. The team focuses on thoughtful portfolio construction and financial planning aimed at preserving wealth through market cycles, using a balanced, multi-asset approach that includes fixed income and ETFs. Founder J. Ted Oakley’s books and dedicated “sold your business” resources reflect their post-liquidity specialization.

Team overview

42 AVG AGE
$246.5M AVG AUM / ADVISOR
$3.3M AVG AUM / CLIENT
10.5 yrs AVG TENURE
13 Employees
10 Advisory Reps
11 RIA Reps
15yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JAMES THEODORE OAKLEY

JAMES THEODORE OAKLEY

Limited Partner, Managing Member

CRD
#813008
Ownership
50% but less than 75%
Available
Available
Available
CHANCE MICHAEL FINUCANE

CHANCE MICHAEL FINUCANE

Chief Investment Officer, Partner

CRD
#6938549
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

THOMAS MILTON CRAIN III

THOMAS MILTON CRAIN III

Investment Advisor Representative

CRD
#5956732
Available
Available
Available
DANA BUTTREY CROSWHITE

DANA BUTTREY CROSWHITE

Investment Advisor

CRD
#1371905
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-12-2022
09-01-2023
10-18-2024
07-16-2025
06-19-2026
Category Assets AVG. Account size
Discretionary $2,464,526,181 $1,383,011
Non-Discretionary $0 --
Total $2,464,526,181 $1,383,011

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
U.S. Government/Agency:
Available
Equity - Exchange:
Available
Public Funds:
Available
Municipal Bonds:
Available
Private Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
U.S. Government/Agency Available Available
Equity - Exchange Available Available
Public Funds Available Available
Municipal Bonds Available Available
Private Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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