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Pacific Investment Research

Pacific Investment Research. CRD 132063

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CRD: 132063

Pacific Investment Research

$150.5M Total AUM
$150.5M Disc. AUM
-- 3Y CAGR
1 Employees
178 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Folio Investments · Interactive Brokers · LPL Financial · TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
09-10-2004
Office Locations
1

Office Locations

942 E. Chapman Ave. Orange CA

About Pacific Investment Research

Pacific Investment Research is an independent, fee-only boutique RIA providing personalized wealth management and active portfolio management for individuals and couples 55+ approaching or in retirement. Clients work directly with the investment professional managing assets day to day, with proactive communication and portfolios tailored to preferences and goals. Portfolios are primarily ETF-based.

Team overview

64 AVG AGE
$150.5M AVG AUM / ADVISOR
$845.4K AVG AUM / CLIENT
21.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
21yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

RICHARD BRYON SCHULTZ

RICHARD BRYON SCHULTZ

Chief Compliance Officer, Chief Executive Officer, Investment Advisor, President

CRD
#2122190
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-31-2011
08-31-2012
Category Assets AVG. Account size
Discretionary $150,477,772 $168,463
Non-Discretionary $0 $221,793
Total $150,477,772 $172,272

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Non-Investment Grade:
Available
Cash:
Available
Corporate - Investment Grade:
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Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Non-Investment Grade Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

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