CRD: 158695
Palisade Financial
$80.0M Total AUM
$80.0M Disc. AUM
-- 3Y CAGR
1 Employees
244 ADV. Clients
14 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 09-15-2011
- Office Locations
- 1
Office Locations
-- Orinda CA
About Palisade Financial
Palisade Financial is a Northern California registered investment adviser serving retail clients with fiduciary-focused financial planning and portfolio construction. Portfolios are primarily implemented with ETFs and other public funds, with insurance planning support as needed. Led by President/CCO David J. Carroll and typically custodies through TD Ameritrade.
Team overview
-- AVG AGE
$80.0M AVG AUM / ADVISOR
$327.9K AVG AUM / CLIENT
5.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
14yrs Firm Age
Insights
Available
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Asset Classes
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
D
DAVID JOHN CARROLL
Chief Compliance Officer, Managing Director, President
- CRD
- #4077987
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $80,000,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $80,000,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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