This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท SEI
- Clients
- Retail and Institutional
- Platforms
- Matrix focus
- Established Date
- 08-02-2021
- Office Locations
- 3
Office Locations
About Parvin Asset Management, LLC
Parvin Asset Management is an SEC-registered investment adviser providing portfolio management for individuals and families, with strategies available to retail and institutional clients. Since 2001 (formerly SWAN Asset Management), the firm uses a disciplined value-and-profitability approach focused on capital preservation, building concentrated equity portfolios typically around 20 equal-weight positions alongside traditional and alternative exposures, often implemented via ETF-based SMAs (e.g., Schwab/SEI).
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
JAMES STEVEN SMITH
Chief Investment Officer, Financial Advisor, MANAGING DIRECTOR, PORTFOLIO MANAGER
- CRD
- #1094733
- Ownership
- 75% or more
TODD HAROLD KEATING
Chief Compliance Officer, Chief Operating Officer, MANAGING DIRECTOR
- CRD
- #2366291
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
Unlock allContacts
RICHARD PEABODY PRESTON
Director
- CRD
- #1921622
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $177,687,864 | $592,293 |
| Non-Discretionary | $1,281,537 | $1,281,537 |
| Total | $178,969,401 | $594,583 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $168,845,392
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,317,711,616 | 21.9% |
| Cash | $824,321,878 | 13.7% |
| U.S. Government/Agency | $914,576,099 | 15.2% |
| Public Funds | $1,185,338,760 | 19.7% |
| Corporate - Investment Grade | $1,347,796,356 | 22.4% |
| Derivatives | $427,203,309 | 7.1% |
| Total | $6,016,948,018 | 100.0% |