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Parvin Asset Management, LLC

Parvin Asset Management, LLC. CRD 315701

Parvin Asset Management, LLC logo

CRD: 315701

Parvin Asset Management, LLC

$179.0M Total AUM
$177.7M Disc. AUM
16.1% 3Y CAGR
6 Employees
101 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท SEI
Clients
Retail and Institutional
Established Date
08-02-2021
Office Locations
3

Office Locations

401 E. 8TH Street Suite 200 Sioux Falls SD
-- Aiken SC
-- Phoenixville PA

About Parvin Asset Management, LLC

Parvin Asset Management is an SEC-registered investment adviser providing portfolio management for individuals and families, with strategies available to retail and institutional clients. Since 2001 (formerly SWAN Asset Management), the firm uses a disciplined value-and-profitability approach focused on capital preservation, building concentrated equity portfolios typically around 20 equal-weight positions alongside traditional and alternative exposures, often implemented via ETF-based SMAs (e.g., Schwab/SEI).

Reported data analysis

What the numbers show

Between March 31, 2025 and March 30, 2026, reported AUM increased 26.9%, from $141.0M to $179.0M.

Across 5 reported observations, AUM increased 73.1% between July 27, 2022 and March 30, 2026, from $103.4M to $179.0M.

Of the latest reported AUM, 99.3% is discretionary and 0.7% is non-discretionary.

The firm reports 3 advisory representatives and 101 clients, or 33.7 clients per representative. That equates to $1.8M in reported AUM per client.

The profile lists 3 reported office locations and 5 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

-- AVG AGE
$59.7M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
3.4 yrs AVG TENURE
6 Employees
3 Advisory Reps
3 RIA Reps
5yrs Firm Age

Additional firm insights

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Services
  • Technology

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Owner & Executives

JAMES STEVEN SMITH

JAMES STEVEN SMITH

Chief Investment Officer, Financial Advisor, MANAGING DIRECTOR, PORTFOLIO MANAGER

CRD
#1094733
Ownership
75% or more
T

TODD HAROLD KEATING

Chief Compliance Officer, Chief Operating Officer, MANAGING DIRECTOR

CRD
#2366291
Ownership
Less than 5%

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Contacts

G

GEORGE ANDREW MESCHTER

--

CRD
#4859302
RICHARD PEABODY PRESTON

RICHARD PEABODY PRESTON

Director

CRD
#1921622

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-27-2022
11-01-2023
03-27-2024
03-31-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $177,687,864 $592,293
Non-Discretionary $1,281,537 $1,281,537
Total $178,969,401 $594,583

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Separately Managed Accounts

SMA allocation detail is available

Parvin Asset Management, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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