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Pathfinder Advisory, Inc.

Pathfinder Advisory, Inc.. CRD 122768

Pathfinder Advisory, Inc. logo

CRD: 122768

Pathfinder Advisory, Inc.

$121.4M Total AUM
$115.7M Disc. AUM
-- 3Y CAGR
5 Employees
142 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
02-26-1998
Office Locations
1

Office Locations

6981 Redansa DR Rockford IL

About Pathfinder Advisory, Inc.

Pathfinder Advisory, Inc. is a Rockford, IL RIA providing holistic financial planning and discretionary portfolio management, aligning goals-based plans with evidence-based market research. The team supports retirees and other individuals with asset allocation using mutual funds, ETFs and fixed income, alongside tax, estate and insurance planning. Primarily custodies at Charles Schwab.

Team overview

59 AVG AGE
$40.5M AVG AUM / ADVISOR
$855.1K AVG AUM / CLIENT
20.4 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
28yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

P

PHILIP AARON GUSKE

Certified Financial Planner , Chief Compliance Officer, Chief Executive Officer, DIRECTOR, President

CRD
#4427682
Ownership
Less than 5%
Available
Available
Available

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Contacts

P

PHILIP WARREN GUSKE

Certified Financial Planner

CRD
#1137474
Available
Available
Available
B

BARBARA ANN LANE

Investment Advisor Representative

CRD
#3240667
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-26-2011
03-13-2026
Category Assets AVG. Account size
Discretionary $115,712,012 $857,126
Non-Discretionary $5,710,546 $571,055
Total $121,422,558 $837,397

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Total Available Available

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