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Peak Asset Management, LLC

Peak Asset Management, LLC. CRD 106944

Peak Asset Management, LLC logo

CRD: 106944

Peak Asset Management, LLC

$1.0B Total AUM
$1.0B Disc. AUM
9.3% 3Y CAGR
16 Employees
343 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Established Date
04-22-1996
Office Locations
3

Office Locations

1371 E. Hecla Drive Louisville CO
-- Needham MA
-- Simi Valley CA

About Peak Asset Management, LLC

Peak Asset Management is a Colorado-based, fee-only fiduciary advisory firm serving Boulder-area professionals, families, and business owners. It combines investment management with integrated tax, retirement, and inheritance planning, with specific expertise in equity compensation planning for RSUs, ISOs, and stock options under Colorado tax rules. Portfolios commonly use ETFs and mutual funds; custody includes Charles Schwab.

Reported data analysis

What the numbers show

Between December 9, 2025 and March 12, 2026, reported AUM increased 11.1%, from $910.0M to $1.0B.

Across 5 reported observations, AUM increased 34.4% between November 9, 2022 and March 12, 2026, from $752.3M to $1.0B.

Of the latest reported AUM, 99.3% is discretionary and 0.7% is non-discretionary.

The firm reports 14 advisory representatives and 343 clients, or 24.5 clients per representative. That equates to $2.9M in reported AUM per client.

The profile lists 3 reported office locations and 30 years in operation. The source data was last updated on March 12, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

49 AVG AGE
$72.2M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
9.3 yrs AVG TENURE
16 Employees
14 Advisory Reps
14 RIA Reps
30yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

JOHN NEAL MCCORVIE JR

JOHN NEAL MCCORVIE JR

Chief Compliance Officer, Manager, Wealth Advisor

CRD
#1509677
Ownership
Less than 5%

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Contacts

BETHANY ALYSSA AYLOR

BETHANY ALYSSA AYLOR

Wealth Advisor

CRD
#6353182
NOEL FLETCHER BENNETT

NOEL FLETCHER BENNETT

Wealth Advisor

CRD
#4359632

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-09-2022
06-26-2023
03-27-2024
12-09-2025
03-12-2026
Category Assets AVG. Account size
Discretionary $1,003,999,034 $908,596
Non-Discretionary $7,131,690 $509,406
Total $1,011,130,724 $903,602

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Separately Managed Accounts

SMA allocation detail is available

Peak Asset Management, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Peak Asset Management, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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