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Peak Asset Management, LLC

Peak Asset Management, LLC. CRD 106944

Peak Asset Management, LLC logo

CRD: 106944

Peak Asset Management, LLC

Louisville, CO, 80027
3039260100
$1.0B Total AUM
$1.0B Disc. AUM
9.3% 3Y CAGR
16 Employees
343 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Catalyst
Established Date
04-22-1996
Office Locations
3

Office Locations

1371 E. Hecla Drive Louisville CO
-- Needham MA
-- Simi Valley CA

About Peak Asset Management, LLC

Peak Asset Management is a Colorado-based, fee-only fiduciary advisory firm serving Boulder-area professionals, families, and business owners. It combines investment management with integrated tax, retirement, and inheritance planning, with specific expertise in equity compensation planning for RSUs, ISOs, and stock options under Colorado tax rules. Portfolios commonly use ETFs and mutual funds; custody includes Charles Schwab.

Team overview

49 AVG AGE
$72.2M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
9.1 yrs AVG TENURE
16 Employees
14 Advisory Reps
14 RIA Reps
30yrs Firm Age

Insights

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Asset Classes

Wave Matrix peak Signal

Client Personas

Alpha radial Capital frontier

Investment Themes

Frontier timber Timber harbor Peak

Investment Vehicles

Quantum glacier

Platform

Momentum Bridge beacon Catalyst quantum

Services

North signal Peak zenith Signal Glacier Capital Timber prime North vital Matrix Matrix crest Legacy focus Timber Capital pathway Meridian Bridge

Technology

Wave vital

Owner & Executives

J

JOHN NEAL MCCORVIE JR

Chief Compliance Officer, Manager, Wealth Advisor

CRD
#1509677
Ownership
Less than 5%
(255) 771-8253
catalyst.optima@zenithcapital.com
in linkedin.com/in/signal-eagle

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Contacts

BETHANY ALYSSA AYLOR

BETHANY ALYSSA AYLOR

Wealth Advisor

CRD
#6353182
(405) 371-8746
foundation.harbor@alphacapital.com
in linkedin.com/in/signal-glacier
NOEL FLETCHER BENNETT

NOEL FLETCHER BENNETT

Wealth Advisor

CRD
#4359632
(480) 680-5745
frontier.zenith@crestcapital.com
in linkedin.com/in/frontier-vital
P

Prime summit

Horizon capital vector

CRD
#46743
(490) 966-2172
summit.element@optimacapital.com
in linkedin.com/in/vector-prime

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-09-2022
06-26-2023
03-27-2024
12-09-2025
03-12-2026
Category Assets AVG. Account size
Discretionary $1,003,999,034 $908,596
Non-Discretionary $7,131,690 $509,406
Total $1,011,130,724 $903,602

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Separately Managed Accounts

Total SMA Asset: $1,011,130,724

$1.0B Total SMA
Equity - Exchange:
18.4%
Public Funds:
25.3%
Cash:
8.4%
U.S. Government/Agency:
23.6%
Corporate - Investment Grade:
14.5%
Municipal Bonds:
9.8%
Asset class Assets Assets %
Equity - Exchange $635,727,296 18.4%
Public Funds $874,125,032 25.3%
Cash $290,223,331 8.4%
U.S. Government/Agency $815,389,358 23.6%
Corporate - Investment Grade $500,980,750 14.5%
Municipal Bonds $338,593,887 9.8%
Total $3,455,039,654 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
ZENITH INSIGHT INSIGHT PEAK U8A5PTFZK LSMKB 10.54% $13,526,037
GLACIER ELEMENT BEACON CATALYST QUANTUM D3OGVGNZI LJQWI 7.77% $88,814,279
NORTH OAK FOCUS CATALYST FOCUS CLNMAOK7M DTM 0.72% $64,776,118
VITAL PEAK SIGNAL WAVE GLACIER PKK0AFIAB YDZKB 7.56% $33,275,961
PEAK FOUNDATION CAPITAL CAPITAL INSIGHT LRY87HASY LHQ 4.26% $23,940,064
SIGNAL CAPITAL ELEMENT VERTEX 4BQTZ14WK JANTO 2.49% $1,392,694
ATLAS OPTIMA LEGACY WAVE 6SA5H3KYX KZOS 12.49% $27,766,705
HARBOR RADIAL VALUE CAPITAL BEACON PJLH0SK8E MQZFW 11.02% $76,373,558

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