CRD: 141488
Peak Capital Management, LLC
$165.2M Total AUM
$96.6M Disc. AUM
0.0% 3Y CAGR
5 Employees
118 ADV. Clients
19 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-18-2007
- Office Locations
- 2
Office Locations
9250 East Costilla Avenue Suite 110 Greenwood Village CO
-- Highlands Ranch CO
About Peak Capital Management, LLC
Peak Capital Management, LLC is a Greenwood Village-based RIA with 2 offices. The firm has been operating for 19 years. Managing $165.2M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company and Interactive Brokers.
Team overview
54 AVG AGE
$55.1M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
9.4 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
19yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
B
BRIAN DAVID LOCKHART
Chief Executive Officer, Chief Investment Officer, Portfolio Manager
- CRD
- #2508255
- Ownership
- 10% but less than 25%
Available
Available
Available
B
BAYARD DODGE
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Available
Available
Available
Showing 2 of 2 owners & executives
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JOHN HENRY GERINGER
Investment Advisor, Investment Advisor Representative
- CRD
- #4285132
Available
Available
Available
C
CLINT EVAN PEKRUL
Investment Advisor
- CRD
- #3241650
Available
Available
Available
Showing 2 of 5 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $96,575,859 | $352,467 |
| Non-Discretionary | $68,637,968 | $4,575,865 |
| Total | $165,213,827 | $571,674 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Private Funds:
Available Public Funds:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Private Funds | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2020
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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