CRD: 141488
Peak Capital Management, LLC
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 01-18-2007
- Office Locations
- 2
Office Locations
About Peak Capital Management, LLC
Peak Capital Management, LLC is a Greenwood Village-based RIA with 2 offices. The firm has been operating for 19 years. Managing $165.2M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company and Interactive Brokers.
Reported data analysis
What the numbers show
Between March 31, 2025 and March 31, 2026, reported AUM increased 11.3%, from $148.5M to $165.2M.
Across 5 reported observations, AUM decreased 12.3% between July 12, 2022 and March 31, 2026, from $188.4M to $165.2M.
Of the latest reported AUM, 58.5% is discretionary and 41.5% is non-discretionary.
The firm reports 3 advisory representatives and 118 clients, or 39.3 clients per representative. That equates to $1.4M in reported AUM per client.
The profile lists 2 reported office locations and 19 years in operation. The source data was last updated on March 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
BRIAN DAVID LOCKHART
Chief Executive Officer, Chief Investment Officer, Portfolio Manager
- CRD
- #2508255
- Ownership
- 10% but less than 25%
BAYARD DODGE
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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JOHN HENRY GERINGER
Investment Advisor, Investment Advisor Representative
- CRD
- #4285132
CLINT EVAN PEKRUL
Investment Advisor
- CRD
- #3241650
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $96,575,859 | $352,467 |
| Non-Discretionary | $68,637,968 | $4,575,865 |
| Total | $165,213,827 | $571,674 |
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Separately Managed Accounts
SMA allocation detail is available
Peak Capital Management, LLC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q1 2020
Review the latest reported holdings
Peak Capital Management, LLC's 13F holdings detail is available for Q1 2020, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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