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Peak Planning Group, LLC

Peak Planning Group, LLC. CRD 289891

Peak Planning Group, LLC logo

CRD: 289891

Peak Planning Group, LLC

Centennial, CO, 80111
3039910056
$710.0M Total AUM
$706.7M Disc. AUM
42.7% 3Y CAGR
11 Employees
842 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Raymond James
Clients
Retail and Institutional
Platforms
--
Established Date
09-29-2017
Office Locations
6

Office Locations

1 Page Avenue Suite 208 Asheville NC
1036 Kilauea AVE Hilo HI
210 W. Millbrook Road Raleigh NC

About Peak Planning Group, LLC

Peak Planning Group, LLC is a Centennial, CO RIA providing long-term investment management alongside insurance and comprehensive financial planning for families, retirees, and business owners. The team emphasizes continuity across generations (serving clients since 1990) and builds portfolios using a mix of public funds and ETFs, with a focus on asset allocation, risk management, and tax-efficient strategies. Custody includes Charles Schwab & Co.

Team overview

39 AVG AGE
$101.4M AVG AUM / ADVISOR
$843.2K AVG AUM / CLIENT
3.2 yrs AVG TENURE
11 Employees
7 Advisory Reps
5 RIA Reps
8yrs Firm Age

Insights

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Asset Classes

Delta Optima Alpha bridge Ridge

Client Personas

Vital legacy

CRM

Value harbor

Custodian

Insight Insight pioneer

Investment Themes

Focus vector

Investment Vehicles

Bridge quantum

Services

Unison Catalyst insight Quantum Vector horizon Foundation

Owner & Executives

L

LOUIS PETER PATIERNO JR

Investment Advisor, Managing Member

CRD
#2142525
Ownership
75% or more
(865) 592-8381
optima.matrix@crestcapital.com
in linkedin.com/in/insight-beacon
S

SCOTT CHELOOTZ

PARTNER

CRD
--
Ownership
10% but less than 25%
(745) 509-1280
alpha.ridge@primecapital.com
in linkedin.com/in/north-radial
M

Momentum delta

Value bridge

CRD
#84656
Ownership
34.4%
(826) 676-1667
timber.foundation@deltacapital.com
in linkedin.com/in/focus-unison

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Contacts

A

Allison De Graaf

--

CRD
#8231827
(607) 758-9629
ember.eagle@deltacapital.com
in linkedin.com/in/horizon-summit
D

DAVID LEE HALL

Financial Advisor

CRD
#3029826
(284) 474-7233
zenith.catalyst@meridiancapital.com
in linkedin.com/in/beacon-summit
H

Horizon north

Unison quantum

CRD
#36539
(953) 852-2175
summit.focus@peakcapital.com
in linkedin.com/in/ember-wave

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-22-2022
03-24-2023
02-21-2024
04-07-2025
05-26-2026
Category Assets AVG. Account size
Discretionary $706,668,743 $299,436
Non-Discretionary $3,326,461 $1,108,820
Total $709,995,204 $300,463

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Separately Managed Accounts

Total SMA Asset: $709,995,204

$710.0M Total SMA
Public Funds:
25.0%
Equity - Exchange:
19.7%
Private Funds:
25.3%
Cash:
30.0%
Asset class Assets Assets %
Public Funds $2,036,523,720 25.0%
Equity - Exchange $1,604,780,691 19.7%
Private Funds $2,060,962,004 25.3%
Cash $2,443,828,464 30.0%
Total $8,146,094,879 100.0%

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