CRD: 317592
Peak Retirement Planning, Inc.
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Request a Free TrialFirm Details
- Custodian
- Altruist · Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 11-24-2021
- Office Locations
- 1
Office Locations
About Peak Retirement Planning, Inc.
Peak Retirement Planning is a Columbus, OH RIA focused on “Midwestern millionaires”—near-retirees with $1M+ saved, pensions, and high tax sensitivity. The firm provides retirement-focused financial planning and investment management, including tax, estate, and insurance planning, using its Signature 5 Pillar process. Founder Joe F. Schmitz Jr. is a Kiplinger Advisor Intel Contributor (since 2021) with national media exposure.
Reported data analysis
What the numbers show
Between August 26, 2025 and September 1, 2026, reported AUM increased 51.6%, from $416.4M to $631.0M.
Across 3 reported observations, AUM increased 315.4% between September 4, 2024 and September 1, 2026, from $151.9M to $631.0M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 16 advisory representatives and 910 clients, or 56.9 clients per representative. That equates to $693.4K in reported AUM per client.
The profile lists 1 reported office location and 4 years in operation. The source data was last updated on September 1, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Fund Managers
- Industry Interests
- Investment Themes
- Investment Vehicles
- Services
- Technology
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Owner & Executives
JOSEPH FRANCIS SCHMITZ, JR.
Certified Financial Planner, Chief Compliance Officer, Chief Executive Officer
- CRD
- #6645469
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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OWEN BOSWORTH
Financial Planner
- CRD
- #8271200
DOMINIC SEAN GARRIS
Financial Planner
- CRD
- #7607381
Showing 2 of 14 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $631,022,251 | $171,707 |
| Non-Discretionary | $0 | -- |
| Total | $631,022,251 | $171,707 |
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Separately Managed Accounts
SMA allocation detail is available
Peak Retirement Planning, Inc. has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Peak Retirement Planning, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.