CRD: 317592
Peak Retirement Planning, Inc.
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- Custodian
- Altruist · Charles Schwab & Company · Truist Bank
- Clients
- Retail
- Platforms
- Vertex
- Established Date
- 11-24-2021
- Office Locations
- 1
Office Locations
About Peak Retirement Planning, Inc.
Peak Retirement Planning is a Columbus, OH RIA focused on “Midwestern millionaires”—near-retirees with $1M+ saved, pensions, and high tax sensitivity. The firm provides retirement-focused financial planning and investment management, including tax, estate, and insurance planning, using its Signature 5 Pillar process. Founder Joe F. Schmitz Jr. is a Kiplinger Advisor Intel Contributor (since 2021) with national media exposure.
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Owner & Executives
JOSEPH FRANCIS SCHMITZ, JR.
Certified Financial Planner, Chief Compliance Officer, Chief Executive Officer
- CRD
- #6645469
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Chase Morgan Bennett
--
- CRD
- #7855343
OWEN BOSWORTH
--
- CRD
- #8271200
Fusion vertex
Vector catalyst
- CRD
- #63827
Showing 2 of 17 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $631,022,251 | $171,707 |
| Non-Discretionary | $0 | -- |
| Total | $631,022,251 | $171,707 |
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Separately Managed Accounts
Total SMA Asset: $631,022,251
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,797,916,869 | 25.6% |
| Equity - Exchange | $2,703,898,416 | 38.5% |
| Cash | $2,521,297,485 | 35.9% |
| Total | $7,023,112,770 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| RIDGE EAGLE QUANTUM | TIMBER SIGNAL | 1J20UOKR7 | YVQO | 11.23% | $63,031,885 |
| FUSION FOUNDATION | SUMMIT DELTA | IJYEAOO7R | WUHUK | 2.25% | $45,789,010 |
| SUMMIT VECTOR FUSION | MOMENTUM UNISON | APW5WK3Z4 | USP | 7.93% | $94,569,338 |
| FOUNDATION BEACON QUANTUM | PRIME ALPHA | NYR50RU4M | IOKR | 11.83% | $41,870,993 |
| PEAK INSIGHT UNISON | SUMMIT GLACIER | 84PLBHNLY | BSPNT | 9.62% | $23,538,938 |
| GLACIER FOCUS FOUNDATION | INSIGHT CAPITAL | 3PZ85YUIZ | LCK | 7.31% | $61,264,972 |
| FOUNDATION PIONEER VECTOR | HARBOR TIMBER | WUNLTG8QL | XFJK | 5.36% | $61,979,991 |
| OAK OAK EAGLE | FOUNDATION EMBER | 57Y2B99TZ | MNA | 3.19% | $25,302,214 |