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Peak Wealth Advisors, Inc.

Peak Wealth Advisors, Inc.. CRD 149922

Peak Wealth Advisors, Inc. logo

CRD: 149922

Peak Wealth Advisors, Inc.

$98.6M Total AUM
$82.4M Disc. AUM
-- 3Y CAGR
2 Employees
247 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
LPL Financial ยท Merrill Lynch
Clients
Retail and Institutional
Established Date
04-24-2009
Office Locations
1

Office Locations

1493 Higuera Street SAN Luis Obispo CA

About Peak Wealth Advisors, Inc.

Peak Wealth Advisors is an independent, fee-only fiduciary RIA providing comprehensive financial planning and portfolio management for individuals and businesses. The team builds diversified, tax-efficient portfolios grounded in Modern Portfolio Theory and Fama-French research, using low-cost index funds, mutual funds and ETFs. Client assets are custodied at LPL Financial, with open-architecture access including DFA institutional funds.

Reported data analysis

What the numbers show

Of the latest reported AUM, 83.5% is discretionary and 16.5% is non-discretionary.

The firm reports 2 advisory representatives and 247 clients, or 123.5 clients per representative. That equates to $399.1K in reported AUM per client.

The profile lists 1 reported office location and 17 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

53 AVG AGE
$49.3M AVG AUM / ADVISOR
$399.1K AVG AUM / CLIENT
17.3 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
17yrs Firm Age

Additional firm insights

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Available data coverage

  • Client Personas
  • Custodian
  • Fund Managers
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

DONALD HUGO RAMIREZ

DONALD HUGO RAMIREZ

Managing Principal, President

CRD
#2622554
Ownership
50% but less than 75%
HELEN P SIPSAS

HELEN P SIPSAS

Chief Compliance Officer

CRD
#5048683
Ownership
50% but less than 75%

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $82,357,202 --
Non-Discretionary $16,231,977 --
Total $98,589,179 --

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Separately Managed Accounts

SMA allocation detail is available

Peak Wealth Advisors, Inc. has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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