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Peak Wealth Advisors, Inc.

Peak Wealth Advisors, Inc.. CRD 149922

Peak Wealth Advisors, Inc. logo

CRD: 149922

Peak Wealth Advisors, Inc.

$98.6M Total AUM
$82.4M Disc. AUM
-- 3Y CAGR
2 Employees
247 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
LPL Financial ยท Merrill Lynch
Clients
Retail and Institutional
Platforms
Available
Established Date
04-24-2009
Office Locations
1

Office Locations

1493 Higuera Street SAN Luis Obispo CA

About Peak Wealth Advisors, Inc.

Peak Wealth Advisors is an independent, fee-only fiduciary RIA providing comprehensive financial planning and portfolio management for individuals and businesses. The team builds diversified, tax-efficient portfolios grounded in Modern Portfolio Theory and Fama-French research, using low-cost index funds, mutual funds and ETFs. Client assets are custodied at LPL Financial, with open-architecture access including DFA institutional funds.

Team overview

53 AVG AGE
$49.3M AVG AUM / ADVISOR
$399.1K AVG AUM / CLIENT
17.3 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
17yrs Firm Age

Insights

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Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

DONALD HUGO RAMIREZ

DONALD HUGO RAMIREZ

Managing Principal, President

CRD
#2622554
Ownership
50% but less than 75%
Available
Available
Available
HELEN P SIPSAS

HELEN P SIPSAS

Chief Compliance Officer

CRD
#5048683
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $82,357,202 --
Non-Discretionary $16,231,977 --
Total $98,589,179 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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