CRD: 332411
Peak Wealth Management
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 08-22-2024
- Office Locations
- 1
Office Locations
About Peak Wealth Management
Peak Wealth Management is an SEC-registered RIA based in Saratoga Springs, NY, providing fee-based financial planning and investment advisory services. The firm uses a values-first process—goal setting, plan design, implementation, and ongoing review—with in-person or remote meetings. Portfolios emphasize asset allocation and risk management using ETFs and mutual funds, and the firm custodies with Charles Schwab.
Reported data analysis
What the numbers show
Between February 5, 2025 and January 27, 2026, reported AUM increased 49.6%, from $26.0M to $39.0M.
Across 3 reported observations, AUM increased 52.7% between December 23, 2024 and January 27, 2026, from $25.5M to $39.0M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 50 clients, or 50 clients per representative. That equates to $779.2K in reported AUM per client.
The profile lists 1 reported office location and 2 years in operation. The source data was last updated on January 27, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Services
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Owner & Executives
James Thomas Cox
Chief Compliance Officer, FOUNDER, Vice President
- CRD
- #6174566
- Ownership
- 75% or more
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $38,960,000 | $306,772 |
| Non-Discretionary | $0 | -- |
| Total | $38,960,000 | $306,772 |
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Separately Managed Accounts
SMA allocation detail is available
Peak Wealth Management has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.