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Pearson Financial Services

Pearson Financial Services. CRD 130143

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CRD: 130143

Pearson Financial Services

$885.0M Total AUM
$885.0M Disc. AUM
-- 3Y CAGR
8 Employees
620 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Vanguard
Clients
Retail
Platforms
Available
Established Date
11-23-1996
Office Locations
1

Office Locations

586 Main ST Dennis MA

About Pearson Financial Services

Pearson Financial Services is a Dennis-based RIA. The firm has been operating for 29 years. Managing $885.0M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company and Vanguard.

Team overview

40 AVG AGE
$295.0M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
17.4 yrs AVG TENURE
8 Employees
3 Advisory Reps
6 RIA Reps
29yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

B

BRYAN WILLIAM BASTONI

--

CRD
#4457061
Ownership
25% but less than 50%
Available
Available
Available
K

KATHLEEN FOWLER

Certified Financial Planner

CRD
#5184846
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

D

DEBRA LYNN COCCORO

Owner

CRD
#6543508
Available
Available
Available
C

CHRISTOPHER THOMAS DUPEE

CPA

CRD
#4672762
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $885,000,000 --
Non-Discretionary $0 --
Total $885,000,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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