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Pelion Investment Advisors, Inc.

Pelion Investment Advisors, Inc.. CRD 138400

Pelion Investment Advisors, Inc. logo

CRD: 138400

Pelion Investment Advisors, Inc.

$61.6M Total AUM
$54.5M Disc. AUM
-- 3Y CAGR
3 Employees
94 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Betterment · Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
03-07-2006
Office Locations
2

Office Locations

2915 N. Boulevard Suite A Tampa FL
-- St. Augustine FL

About Pelion Investment Advisors, Inc.

Pelion Investment Advisors provides customized, tax-aware portfolio management for individuals, trusts, corporations, and retirement plans. Portfolios are built around each client’s horizon, risk, tax bracket, and philanthropic goals, using an open-architecture mix of ETFs, mutual funds, hedge funds, and individual securities based on objective research. Custody support includes Schwab and Betterment; serves both retail and institutional relationships.

Team overview

-- AVG AGE
$30.8M AVG AUM / ADVISOR
$655.6K AVG AUM / CLIENT
5 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
20yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

HILARY GUY BERGMAN

HILARY GUY BERGMAN

Chief Compliance Officer, Chief Operating Officer

CRD
#1834738
Ownership
Less than 5%
Available
Available
Available
Christopher Michael Savage

Christopher Michael Savage

Chief Operating Officer

CRD
#6890229
Ownership
Less than 5%
Available
Available
Available

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Contacts

THOMAS JAMES CARSTENS

THOMAS JAMES CARSTENS

Advisor, Registered Representative

CRD
#2141430
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-01-2011
10-03-2012
Category Assets AVG. Account size
Discretionary $54,473,810 --
Non-Discretionary $7,155,062 $255,000
Total $61,628,872 $255,000

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Private Funds Available Available
Total Available Available

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