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Penfacs Financial Services

Penfacs Financial Services. CRD 114039

Penfacs Financial Services logo

CRD: 114039

Penfacs Financial Services

$23.2M Total AUM
$23.2M Disc. AUM
-- 3Y CAGR
3 Employees
19 ADV. Clients
43 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท John Hancock
Clients
Retail and Institutional
Platforms
--
Established Date
03-05-1983
Office Locations
1

Office Locations

337 Turnpike Road Suite 203 Southborough MA

About Penfacs Financial Services

Founded in 1977, The PenFacs Group is an insurance brokerage helping individuals and institutions nationwide implement insurance-based solutions to meet financial objectives. PenFacs provides marketing, point-of-sale support, and administrative services, serving families, business owners, retirees, medical professionals, entertainers, and professional athletes.

Reported data analysis

What the numbers show

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 3 advisory representatives and 19 clients, or 6.3 clients per representative. That equates to $1.2M in reported AUM per client.

The profile lists 1 reported office location and 43 years in operation. The source data was last updated on April 14, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

-- AVG AGE
$7.7M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
8.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
2 RIA Reps
43yrs Firm Age

Additional firm insights

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Services

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Owner & Executives

ERIK RONALD DEGREGORIO

ERIK RONALD DEGREGORIO

Chairman, Chief Compliance Officer, President

CRD
#2375724
Ownership
75% or more
RONALD PETER DEGREGORIO

RONALD PETER DEGREGORIO

Chairman, Investment Advisor

CRD
#801468
Ownership
Less than 5%

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Contacts

N

Nathan DeGregorio

--

CRD
#8088422

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $23,162,638 --
Non-Discretionary $0 --
Total $23,162,638 --

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Separately Managed Accounts

SMA allocation detail is available

Penfacs Financial Services has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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