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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 03-01-2022
- Office Locations
- 1
Office Locations
About Penfield Investments LLC
Penfield Investments LLC provides investment management for individuals, especially retirees or those nearing retirement with $500k+ to invest. Drawing on 30+ years of Wall Street experience, the firm focuses on long-term portfolio construction and cash-flow/portfolio tune-ups, using diversified allocations that may include ETFs, mutual funds, and fixed income.
Team overview
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Client Personas
Investment Themes
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Owner & Executives
CHRISTIE PENFIELD
Co-Owner, Owner
- CRD
- --
- Ownership
- 50% but less than 75%
Michael D Penfield
Chief Compliance Officer, Financial Advisor, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member
- CRD
- #1751425
- Ownership
- 50% but less than 75%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $4,870,000 | -- |
| Total | $4,870,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $4,870,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,278,238,883 | 17.3% |
| U.S. Government/Agency | $1,588,562,774 | 21.5% |
| Cash | $1,418,623,500 | 19.2% |
| Public Funds | $3,103,238,908 | 42.0% |
| Total | $7,388,664,065 | 100.0% |