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Pension Maxima Investment Advisory, Inc.

Pension Maxima Investment Advisory, Inc.. CRD 144858

Pension Maxima Investment Advisory, Inc. logo

CRD: 144858

Pension Maxima Investment Advisory, Inc.

$39.4M Total AUM
$2.4M Disc. AUM
-- 3Y CAGR
3 Employees
26 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Altruist
Clients
Retail and Institutional
Platforms
Available
Established Date
09-26-2007
Office Locations
3

Office Locations

1108 South Baldwin Avenue Suite 210 Arcadia CA
-- SAN Jose CA
-- White Plains NY

About Pension Maxima Investment Advisory, Inc.

Pension Maxima Investment Advisory, Inc. is a White Plains-based RIA with 3 offices. The firm has been operating for 18 years. Managing $39.4M in total assets under management, with 3 advisory representatives. They custody assets with Altruist.

Team overview

-- AVG AGE
$13.1M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
11.1 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
18yrs Firm Age

Insights

Available
Available
Available
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Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

B

BONNIE YAM

Analyst, Chief Compliance Officer, President

CRD
#4465731
Ownership
75% or more
Available
Available
Available

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Contacts

K

KAI LEUNG CHEUNG

--

CRD
#4484838
Available
Available
Available
PETER KWOK WING YAM

PETER KWOK WING YAM

--

CRD
#2480363
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2011
04-11-2012
Category Assets AVG. Account size
Discretionary $2,400,000 --
Non-Discretionary $37,000,000 $1,875,000
Total $39,400,000 $1,875,000

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Total Available Available

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