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Pflug Koory, LLC

Pflug Koory, LLC. CRD 109268

P

CRD: 109268

Pflug Koory, LLC

(402) 691-0988
$347.0M Total AUM
$324.6M Disc. AUM
8.0% 3Y CAGR
2 Employees
124 ADV. Clients
32 yrs Firm Age

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Firm Details

Custodian
--
Clients
Retail and Institutional
Platforms
--
Established Date
06-03-1994
Office Locations
1

Office Locations

11312 'Q' Street Omaha NE

About Pflug Koory, LLC

Pflug Koory, LLC is a Omaha-based RIA. The firm has been operating for 32 years. Managing $347.0M in total assets under management, with 2 advisory representatives.

Team overview

65 AVG AGE
$173.5M AVG AUM / ADVISOR
$2.8M AVG AUM / CLIENT
17.9 yrs AVG TENURE
2 Employees
2 Advisory Reps
0 RIA Reps
32yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

T

THOMAS FREDERICK PFLUG

Chief Compliance Officer, President

CRD
#2148752
Ownership
50% but less than 75%
Available
Available
Available
K

Karen Marie Sulentic

CLIENT SERVICES MANAGER

CRD
--
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

M

MARCIA ANN KOORY

President

CRD
#1148754
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-15-2022
03-13-2023
05-28-2024
01-27-2025
02-09-2026
Category Assets AVG. Account size
Discretionary $324,591,274 $2,660,584
Non-Discretionary $22,366,783 $11,183,392
Total $346,958,057 $2,798,049

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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