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Plan & ACT

Plan & ACT. CRD 148453

Plan & ACT logo

CRD: 148453

Plan & ACT

$64.0M Total AUM
$0 Disc. AUM
-- 3Y CAGR
4 Employees
82 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Empower · Vanguard
Clients
Retail
Platforms
Available
Established Date
01-06-2009
Office Locations
2

Office Locations

1500 N ST Mary's Street SAN Antonio TX
-- Buena Vista CO

About Plan & ACT

Plan & ACT is a Buena Vista-based RIA with 2 offices. The firm has been operating for 17 years. Managing $64.0M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company and Empower.

Team overview

47 AVG AGE
$21.3M AVG AUM / ADVISOR
$780.5K AVG AUM / CLIENT
8.5 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
17yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

ROBERT JAMES SCHUMANN

ROBERT JAMES SCHUMANN

Chief Compliance Officer, FOUNDER, Investment Advisor, Managing Member

CRD
#2518448
Ownership
50% but less than 75%
Available
Available
Available
C

Christopher Luke Szymczak Tanner

Director, PARTNER

CRD
#6800859
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

C

Cameron Brig Moore

--

CRD
#8041203
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $64,000,000 --
Total $64,000,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

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