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Plan B Investments, Inc.

Plan B Investments, Inc.. CRD 136162

Plan B Investments, Inc. logo

CRD: 136162

Plan B Investments, Inc.

Carmel Valley, CA, 93924
8885114611
$32.0M Total AUM
$0 Disc. AUM
-- 3Y CAGR
2 Employees
181 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
10-20-2005
Office Locations
2

Office Locations

13748 Center ST Suite A Carmel Valley CA
13770 Center ST Suite 206 Carmel Valley CA

About Plan B Investments, Inc.

Plan B Investments, Inc. is a fiduciary advisory firm providing ongoing financial planning and investment management for individuals and families, including retirement and estate planning support. Established in 2004, the firm focuses on whole-picture guidance through life changes and long-term wealth building. Portfolios are implemented primarily with ETFs, with custody relationships including Charles Schwab, and prospects can begin via an online Planswell discovery flow.

Team overview

-- AVG AGE
$16.0M AVG AUM / ADVISOR
$177.0K AVG AUM / CLIENT
14.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
1 RIA Reps
20yrs Firm Age

Insights

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Asset Classes

Harbor Catalyst insight Insight

Client Personas

Value Crest quantum Vector

Custodian

Delta Focus Oak capital

Investment Themes

Eagle Momentum

Investment Vehicles

Pioneer unison

Services

Peak harbor Fusion Focus zenith Horizon Oak Signal vital Foundation Foundation element Legacy ember Catalyst Foundation fusion

Owner & Executives

M

MARTIN PHILLIP OMALLEY Jr

Chief Compliance Officer, President

CRD
#1522931
Ownership
75% or more
(283) 323-4061
ember.harbor@signalcapital.com
in linkedin.com/in/horizon-pioneer

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Contacts

J

Justin Robert Smith

--

CRD
#7804126
(800) 269-5840
ember.north@optimacapital.com
in linkedin.com/in/horizon-pathway

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $32,040,729 --
Total $32,040,729 --

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Separately Managed Accounts

Total SMA Asset: $32,040,729

$32.0M Total SMA
Equity - Exchange:
16.5%
Corporate - Investment Grade:
42.8%
Cash:
40.7%
Asset class Assets Assets %
Equity - Exchange $1,376,571,841 16.5%
Corporate - Investment Grade $3,570,743,926 42.8%
Cash $3,395,543,874 40.7%
Total $8,342,859,641 100.0%

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