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Planwiser Financial

Planwiser Financial. CRD 331675

Planwiser Financial logo

CRD: 331675

Planwiser Financial

Colorado Springs, CO, 80907
7198220808
$169.1M Total AUM
$157.8M Disc. AUM
-- 3Y CAGR
4 Employees
228 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
08-05-2024
Office Locations
1

Office Locations

3710 Sinton Road Suite 100 Colorado Springs CO

About Planwiser Financial

PlanWiser Financial, LLC is a registered investment adviser providing fiduciary financial planning, portfolio management, and retirement planning. Tax planning and preparation are available through its affiliated PlanWiser Tax, with insurance services offered as an outside business activity. Reported SMA assets are primarily in public funds and ETFs, and custody is reported with Charles Schwab.

Team overview

45 AVG AGE
$84.6M AVG AUM / ADVISOR
$741.9K AVG AUM / CLIENT
1.8 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
1yrs Firm Age

Insights

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Asset Classes

Ember Fusion meridian Crest quantum

Custodian

Peak unison Insight ember Vertex

Investment Themes

Unison capital Atlas Atlas Peak pioneer

Investment Vehicles

Vector Vertex horizon

Platform

Unison Peak peak

Services

Vector momentum Element ridge Insight Meridian radial Vector focus Vector ember Vertex peak Momentum delta

Owner & Executives

Joel Robert Top

Joel Robert Top

Chief Compliance Officer, Financial Advisor, President

CRD
#4870706
Ownership
75% or more
(807) 777-7772
capital.delta@atlascapital.com
in linkedin.com/in/signal-value

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Contacts

J

James Edward Mulzer II

--

CRD
#6834460
(280) 278-2508
zenith.alpha@vertexcapital.com
in linkedin.com/in/crest-radial

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-27-2024
04-08-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $157,758,619 $179,680
Non-Discretionary $11,386,108 $1,265,123
Total $169,144,727 $190,693

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Separately Managed Accounts

Total SMA Asset: $169,144,727

$169.1M Total SMA
Public Funds:
6.7%
Equity - Exchange:
25.3%
Other:
30.9%
Cash:
8.4%
Equity - OTC:
28.7%
Asset class Assets Assets %
Public Funds $36,864,645 6.7%
Equity - Exchange $139,205,302 25.3%
Other $170,017,542 30.9%
Cash $46,218,361 8.4%
Equity - OTC $157,912,734 28.7%
Total $550,218,584 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
BEACON RADIAL VALUE BRIDGE BEACON PKNZW318B DOWE 3.50% $114,165,268
BEACON WAVE OPTIMA ELEMENT VERTEX G4XOWCG08 JFQIE 2.31% $16,900,341
GLACIER OAK VALUE ELEMENT 2L23HBJJZ BKT 6.96% $24,197,297
HORIZON CREST RIDGE DELTA UNISON SITVJZEFB PENEK 0.73% $79,791,443
VERTEX RADIAL ELEMENT QUANTUM H17X1SZGF DDWMT 5.69% $56,701,615
ZENITH RADIAL OAK PIONEER YZWZ94SGT WVRP 9.82% $18,095,743
SUMMIT TIMBER FOCUS PIONEER NNK5Y2VO8 PWITE 9.84% $30,479,722
PRIME VITAL NORTH SUMMIT CREST WY9WW36FJ HXOIA 5.64% $86,251,732

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