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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-05-2024
- Office Locations
- 2
Office Locations
About Planwiser Financial
PlanWiser Financial, LLC is a registered investment adviser providing fiduciary financial planning, portfolio management, and retirement planning. Tax planning and preparation are available through its affiliated PlanWiser Tax, with insurance services offered as an outside business activity. Reported SMA assets are primarily in public funds and ETFs, and custody is reported with Charles Schwab.
Reported data analysis
What the numbers show
Between April 8, 2025 and July 8, 2026, reported AUM increased 26.1%, from $134.1M to $169.1M.
Across 3 reported observations, AUM increased 23.3% between November 27, 2024 and July 8, 2026, from $137.2M to $169.1M.
Of the latest reported AUM, 93.3% is discretionary and 6.7% is non-discretionary.
The firm reports 2 advisory representatives and 228 clients, or 114 clients per representative. That equates to $741.9K in reported AUM per client.
The profile lists 2 reported office locations and 2 years in operation. The source data was last updated on July 8, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
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Owner & Executives
Joel Robert Top
Chief Compliance Officer, Financial Advisor, President
- CRD
- #4870706
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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LINDSAY RENEE LINGO
Chief Compliance Officer
- CRD
- #4767613
James Edward Mulzer II
Financial Advisor
- CRD
- #6834460
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $157,758,619 | $179,680 |
| Non-Discretionary | $11,386,108 | $1,265,123 |
| Total | $169,144,727 | $190,693 |
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Separately Managed Accounts
SMA allocation detail is available
Planwiser Financial has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Planwiser Financial's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.