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- Custodian
- Brown Brothers · Citibank · Fidelity/NFS · Merrill Lynch
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 01-06-2003
- Office Locations
- 1
Office Locations
About Polygon Investment Management
Polygon Investment Management is a global fund manager serving individual investors and smaller institutions with customized, fee-only portfolio management. Portfolios use an asset-allocation, geographically diversified core-satellite approach—liquid, low-volatility exposure to global stocks, bonds and alternatives, with limited satellites in areas like small caps and emerging markets. Core is managed in-house, with specialist external managers and closed-end funds used for less efficient markets.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 6 clients, or 6 clients per representative. That equates to $4.8M in reported AUM per client.
The profile lists 1 reported office location and 23 years in operation. The source data was last updated on March 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Polygon Investment Management record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
BAYLY PHILIP WINDER
Chief Executive Officer
- CRD
- #4364916
- Ownership
- 75% or more
DIANE H WINDER
Chief Compliance Officer, Financial Advisor
- CRD
- --
- Ownership
- Less than 5%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $28,733,609 | -- |
| Non-Discretionary | $0 | -- |
| Total | $28,733,609 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Polygon Investment Management has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.