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Polygon Investment Management

Polygon Investment Management. CRD 123291

Polygon Investment Management logo

CRD: 123291

Polygon Investment Management

$28.7M Total AUM
$28.7M Disc. AUM
-- 3Y CAGR
2 Employees
6 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Brown Brothers · Citibank · Fidelity/NFS · Merrill Lynch
Clients
Retail and Institutional
Platforms
Available
Established Date
01-06-2003
Office Locations
1

Office Locations

-- Wilson WY

About Polygon Investment Management

Polygon Investment Management is a global fund manager serving individual investors and smaller institutions with customized, fee-only portfolio management. Portfolios use an asset-allocation, geographically diversified core-satellite approach—liquid, low-volatility exposure to global stocks, bonds and alternatives, with limited satellites in areas like small caps and emerging markets. Core is managed in-house, with specialist external managers and closed-end funds used for less efficient markets.

Team overview

-- AVG AGE
$28.7M AVG AUM / ADVISOR
$4.8M AVG AUM / CLIENT
18.5 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

B

BAYLY PHILIP WINDER

Chief Executive Officer

CRD
#4364916
Ownership
75% or more
Available
Available
Available
D

DIANE H WINDER

Chief Compliance Officer, Financial Advisor

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $28,733,609 --
Non-Discretionary $0 --
Total $28,733,609 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Corporate - Non-Investment Grade:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Corporate - Non-Investment Grade Available Available
U.S. Government/Agency Available Available
Total Available Available

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