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- Custodian
- Charles Schwab & Company · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 01-29-2003
- Office Locations
- 1
Office Locations
About Principium Investments LLC
Principium Investments is a Boulder, CO–based, fee-only SEC-registered RIA providing wealth management, portfolio management, and comprehensive financial and estate planning. The firm serves individuals, families, and retirement plans across life stages (including young professionals through retirees), tailoring strategies to goals, tax needs, and values. Portfolios use mutual funds, ETFs, and stocks with an active, dynamic allocation approach; the firm also advises on philanthropic and impact investing, with a nonprofit arm (Global Brain Foundation) funded by a portion of profits.
Reported data analysis
What the numbers show
Between October 30, 2025 and March 26, 2026, reported AUM increased 13.6%, from $198.3M to $225.4M.
Across 5 reported observations, AUM increased 30.1% between March 30, 2022 and March 26, 2026, from $173.2M to $225.4M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 236 clients, or 118 clients per representative. That equates to $955.1K in reported AUM per client.
The profile lists 1 reported office location and 23 years in operation. The source data was last updated on March 26, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Industry Interests
- Investment Themes
- Investment Vehicles
- Platform
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- Technology
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Owner & Executives
MICHAEL PATRICK TRACY
Chief Compliance Officer, Portfolio Manager, Principal
- CRD
- #1805024
- Ownership
- Less than 5%
Showing 1 of 1 owners & executives
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Spencer Michael Chandler Tracy
Portfolio Manager, Principal
- CRD
- #7165363
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $225,403,551 | $443,708 |
| Non-Discretionary | $0 | -- |
| Total | $225,403,551 | $443,708 |
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Separately Managed Accounts
SMA allocation detail is available
Principium Investments LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.