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Prism Planning Partners

Prism Planning Partners. CRD 290485

Prism Planning Partners logo

CRD: 290485

Prism Planning Partners

$241.5M Total AUM
$241.5M Disc. AUM
19.5% 3Y CAGR
4 Employees
164 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Vanguard
Clients
Retail
Platforms
Available
Established Date
01-02-2018
Office Locations
1

Office Locations

321 S. Milwaukee Avenue Libertyville IL

About Prism Planning Partners

Prism Planning Partners is a fiduciary, fee-only financial planning firm serving entrepreneurs, ambitious professionals, and busy families with transparent CFP-led guidance. The team helps clients build wealth, manage cash flow, and plan taxes and retirement, paired with portfolio implementation that commonly uses ETFs, mutual funds, and core fixed income. Custody includes Fidelity and Vanguard, and the firm is frequently cited in national financial media.

Team overview

43 AVG AGE
$60.4M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
6.8 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
8yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

RONALD A BERNSTEIN

RONALD A BERNSTEIN

Managing Member

CRD
#5026816
Ownership
50% but less than 75%
Available
Available
Available
NICOLE MARIE SULLIVAN

NICOLE MARIE SULLIVAN

Chief Compliance Officer, Co-founder, Director

CRD
#6047107
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

B

BRANDON JAMES CLOUSE

--

CRD
#6011176
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-31-2022
10-26-2023
10-01-2024
09-03-2025
03-02-2026
Category Assets AVG. Account size
Discretionary $241,542,869 $501,126
Non-Discretionary $0 --
Total $241,542,869 $501,126

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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