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Prism Wealth Management

Prism Wealth Management. CRD 281702

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CRD: 281702

Prism Wealth Management

$46.0M Total AUM
$44.5M Disc. AUM
-- 3Y CAGR
1 Employees
70 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Morgan Stanley
Clients
Retail
Established Date
01-04-2016
Office Locations
1

Office Locations

-- Middleton WI

About Prism Wealth Management

Prism Wealth Management provides retirement-focused financial planning for retirees and families, with emphasis on tax strategies, Social Security decisions, and turning savings into a tax-efficient income stream across accumulation, distribution, and preservation. The firm builds coordinated asset-allocation and risk-aware retirement income plans and offers Generational Vault, a secure 24/7 portal for document storage and account snapshots.

Reported data analysis

What the numbers show

Of the latest reported AUM, 96.7% is discretionary and 3.3% is non-discretionary.

The firm reports 1 advisory representatives and 70 clients, or 70 clients per representative. That equates to $657.1K in reported AUM per client.

The profile lists 1 reported office location and 10 years in operation. The source data was last updated on March 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

43 AVG AGE
$46.0M AVG AUM / ADVISOR
$657.1K AVG AUM / CLIENT
10.6 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
10yrs Firm Age

Additional firm insights

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

C

CRAIG E PETERMAN

Managing Director, Managing Member

CRD
#4377222
Ownership
75% or more

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $44,500,000 --
Non-Discretionary $1,500,000 --
Total $46,000,000 --

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Separately Managed Accounts

SMA allocation detail is available

Prism Wealth Management has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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