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- Custodian
- Charles Schwab & Company ยท Raymond James
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 07-18-1980
- Office Locations
- 1
Office Locations
About Professional Planning Group
Professional Planning Group is a Westerly, RI-based registered investment adviser delivering financial planning and portfolio management for individuals and families, including business owners and entrepreneurs. Portfolios emphasize asset allocation and risk management, implemented primarily with mutual funds and ETFs. Securities are offered through Raymond James Financial Services; the firm is separately owned and operated and independent of Raymond James.
Reported data analysis
What the numbers show
Between October 16, 2025 and March 26, 2026, reported AUM increased 12.9%, from $1.2B to $1.3B.
Across 5 reported observations, AUM increased 14.2% between December 16, 2022 and March 26, 2026, from $1.2B to $1.3B.
Of the latest reported AUM, 94.6% is discretionary and 5.4% is non-discretionary.
The firm reports 9 advisory representatives and 1,292 clients, or 143.6 clients per representative. That equates to $1.0M in reported AUM per client.
The profile lists 1 reported office location and 46 years in operation. The source data was last updated on March 26, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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Owner & Executives
MALCOLM ALFRED MAKIN
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #851143
- Ownership
- Less than 5%
JOANNA ELISE VALENTINI
Chief Operating Officer
- CRD
- #6892433
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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David Gabriel Aballo
Associate
- CRD
- #7793846
PATRICK JOSEPH CONNELLY
Financial Advisor
- CRD
- #5934645
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,245,123,267 | $576,713 |
| Non-Discretionary | $71,303,359 | $302,133 |
| Total | $1,316,426,626 | $549,656 |
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Separately Managed Accounts
SMA allocation detail is available
Professional Planning Group has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Professional Planning Group's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.