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- Custodian
- Charles Schwab & Company ยท Raymond James
- Clients
- Retail and Institutional
- Platforms
- FusionElement frontier
- Established Date
- 07-18-1980
- Office Locations
- 1
Office Locations
About Professional Planning Group
Professional Planning Group is a Westerly, RI-based registered investment adviser delivering financial planning and portfolio management for individuals and families, including business owners and entrepreneurs. Portfolios emphasize asset allocation and risk management, implemented primarily with mutual funds and ETFs. Securities are offered through Raymond James Financial Services; the firm is separately owned and operated and independent of Raymond James.
Team overview
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Owner & Executives
MALCOLM ALFRED MAKIN
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #851143
- Ownership
- Less than 5%
JOANNA ELISE VALENTINI
Chief Operating Officer
- CRD
- #6892433
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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David Gabriel Aballo
Associate
- CRD
- #7793846
PATRICK JOSEPH CONNELLY
--
- CRD
- #5934645
Fusion value
Quantum harbor
- CRD
- #60138
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,245,123,267 | $576,713 |
| Non-Discretionary | $71,303,359 | $302,133 |
| Total | $1,316,426,626 | $549,656 |
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Separately Managed Accounts
Total SMA Asset: $1,316,426,626
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $3,068,262,130 | 35.9% |
| Cash | $2,068,299,263 | 24.2% |
| Equity - Exchange | $3,410,129,776 | 39.9% |
| Total | $8,546,691,169 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| TIMBER FOUNDATION TIMBER | PATHWAY TIMBER | 6NDZ1ZV7T | XXJX | 4.83% | $53,810,364 |
| SIGNAL RADIAL | ZENITH CREST | 15RQ8479T | POID | 3.80% | $35,053,506 |
| GLACIER RIDGE SIGNAL | PATHWAY PIONEER | AVNGCG6D4 | BCTF | 9.82% | $56,775,811 |
| BRIDGE ALPHA QUANTUM | FOCUS FRONTIER | HCW55D7WZ | HZPTJ | 12.05% | $23,099,365 |
| CAPITAL VERTEX | FOUNDATION QUANTUM | 2W9IJLQDW | KFFL | 5.69% | $4,271,135 |
| PATHWAY PRIME | DELTA VERTEX | VBOS5MAHI | IXNV | 4.02% | $93,776,118 |
| EMBER EMBER | ALPHA PEAK | 3UZERDLOD | XNMVF | 11.81% | $86,523,288 |
| HORIZON DELTA PIONEER | ELEMENT EMBER | NHSVY0UCA | KLS | 6.59% | $68,805,889 |