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Prospect Trading LLC

Prospect Trading LLC. CRD 281490

Prospect Trading LLC logo

CRD: 281490

Prospect Trading LLC

$19.9M Total AUM
$19.9M Disc. AUM
-- 3Y CAGR
1 Employees
78 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Interactive Brokers
Clients
Retail and Institutional
Platforms
Available
Established Date
11-20-2015
Office Locations
1

Office Locations

-- Elmhurst IL

About Prospect Trading LLC

Prospect Trading LLC is an Elmhurst/Chicago, IL investment advisor delivering data-driven, rules-based active portfolio management for retail and institutional clients. The process blends Hedgeye Risk Management’s macro “Quad Model” and fundamental research with in-house security selection using technical indicators and quantitative risk/reward models to seek alpha while managing volatility. Portfolios are largely implemented with ETFs and custodied at Interactive Brokers; founder Anthony Razza brings Chicago Board of Trade and high-frequency trading experience.

Team overview

37 AVG AGE
$19.9M AVG AUM / ADVISOR
$254.6K AVG AUM / CLIENT
10.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
10yrs Firm Age

Insights

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Asset Classes

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Investment Themes

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Investment Vehicles

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Services

Available

Technology

Available

Owner & Executives

A

Anthony T Razza

Owner, Registered Investment Advisor

CRD
#6573008
Ownership
75% or more
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $19,855,825 --
Non-Discretionary $0 --
Total $19,855,825 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
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