$12.4B Total AUM
$8.4B Disc. AUM
-- 3Y CAGR
333 Employees
19,117 ADV. Clients
43 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- RBC ยท Wells Fargo
- Clients
- Retail and Institutional
- Platforms
- Atlas elementRadial quantum +more
- Established Date
- 11-05-1982
- Office Locations
- 130
Office Locations
100 North Holmes Suite A Denver IA
100 Spectrum Center DR Suite 900 Irvine CA
1005 SW Disk Drive Suite 101 Bend OR
About Prospera Financial Services, Inc.
Prospera Financial Services is a boutique, Dallas-based broker-dealer serving entrepreneurial independent financial advisors with a platform built around autonomy, flexibility, and advisor-driven support. The firm supports financial planning and portfolio construction across a broad product set, with ETF-heavy allocations a core component of its managed accounts, and works with custody/clearing partners including RBC and Wells Fargo.
Team overview
54 AVG AGE
$60.1M AVG AUM / ADVISOR
$650.5K AVG AUM / CLIENT
7.2 yrs AVG TENURE
333 Employees
207 Advisory Reps
259 RIA Reps
43yrs Firm Age
Insights
Unlock to compare peer behavior around element horizon.
Premium access reveals conviction themes in element prime.
Unlock to compare peer behavior around ember element.
Premium access reveals conviction themes in vital vertex.
Unlock to compare peer behavior around eagle value.
Upgrade to reveal position-level detail across harbor ridge.
Open the full profile to inspect shifts in signal fusion.
Request access to benchmark trends tied to legacy ridge.
Asset Classes
Unison Meridian Value catalyst
Client Personas
Catalyst oak
Custodian
Summit Insight Ember alpha Matrix meridian Ridge alpha Meridian value North optima Legacy Unison Insight
Investment Themes
Fusion alpha Element
Investment Vehicles
Horizon
Platform
Summit vector Frontier Vector optima Eagle bridge
Services
Alpha Oak Summit value Pioneer Pathway horizon Zenith wave Focus Eagle Optima
Technology
Delta Vertex Signal Summit ridge
Owner & Executives
S
SHAWN BAXTER
Chief Compliance Officer
- CRD
- #4346594
- Ownership
- Less than 5%
(667) 345-8458
alpha.value@momentumcapital.com
in linkedin.com/in/signal-fusion
TIM ALAN EDWARDS
CO-CEO, Wealth Advisor
- CRD
- #1569619
- Ownership
- Less than 5%
(628) 809-9619
momentum.value@glaciercapital.com
in linkedin.com/in/crest-legacy
V
Vertex quantum
Catalyst ridge
- CRD
- #39059
- Ownership
- 27.2%
(818) 610-8312
timber.timber@alphacapital.com
in linkedin.com/in/alpha-fusion
Showing 2 of 6 owners & executives
Unlock allContacts
A
AMY LYNN ABRAMS
--
- CRD
- #6140330
(707) 310-2509
vital.optima@vitalcapital.com
in linkedin.com/in/prime-signal
J
Jeriece Moneek Adams
Advisor
- CRD
- #6399522
(343) 731-6127
vertex.quantum@signalcapital.com
in linkedin.com/in/crest-delta
T
Timber insight
Pioneer glacier
- CRD
- #24783
(728) 634-2771
oak.value@timbercapital.com
in linkedin.com/in/zenith-meridian
Showing 2 of 326 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $8,374,179,252 | $415,922 |
| Non-Discretionary | $4,060,935,820 | $433,583 |
| Total | $12,435,115,072 | $421,529 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $12,404,344,720
Equity - Exchange:
27.8% Public Funds:
23.3% Municipal Bonds:
5.5% U.S. Government/Agency:
15.3% Cash:
21.5% Corporate - Investment Grade:
6.6% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $580,263,953 | 27.8% |
| Public Funds | $486,336,334 | 23.3% |
| Municipal Bonds | $114,800,422 | 5.5% |
| U.S. Government/Agency | $319,353,902 | 15.3% |
| Cash | $448,765,287 | 21.5% |
| Corporate - Investment Grade | $137,760,507 | 6.6% |
| Total | $2,087,280,405 | 100.0% |
13F Holdings | Q2 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| TIMBER ELEMENT | FOCUS PATHWAY | NKRQMD953 | CVCT | 9.99% | $113,447,395 |
| EAGLE HARBOR BEACON | RIDGE CREST | 1BXT92OIL | IJDAR | 6.13% | $27,020,098 |
| PIONEER NORTH PIONEER | NORTH VECTOR | ZKR8J8E8W | ADME | 7.62% | $75,305,064 |
| BRIDGE SIGNAL TIMBER | INSIGHT MOMENTUM | Y2X999SAO | XNPA | 4.16% | $73,149,285 |
| FUSION DELTA TIMBER | PRIME ZENITH | 05JM8GXPD | AAL | 10.62% | $5,254,155 |
| OPTIMA ZENITH UNISON | BRIDGE SUMMIT | JO7N26RF2 | RTRS | 5.44% | $96,391,127 |
| EMBER MOMENTUM | VALUE VERTEX | A8CORPG3M | UYSCH | 8.79% | $45,449,851 |
| LEGACY ALPHA BRIDGE | BEACON CAPITAL | 1EYVFUVM1 | XGZG | 3.59% | $110,489,735 |