CRD: 156480
Prosperity Capital Advisors
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- Custodian
- Assetmark · Broadridge · Charles Schwab & Company · Fidelity/NFS · Northern Trust
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 03-22-2011
- Office Locations
- 51
Office Locations
About Prosperity Capital Advisors
Prosperity Capital Advisors is an independent RIA providing comprehensive wealth management for American families nationwide, integrating financial planning with asset management, tax management, protection planning, and legacy planning into a holistic blueprint. The firm supports an open-architecture investment platform (Valor Capital Management) and planning approach built around The Bucket Plan®. Recognized by Financial Advisor Magazine among the 50 Fastest Growing RIAs and Top RIAs in the country.
Reported data analysis
What the numbers show
Between October 30, 2025 and March 23, 2026, reported AUM increased 19.0%, from $3.7B to $4.4B.
Across 5 reported observations, AUM increased 147.7% between August 17, 2022 and March 23, 2026, from $1.8B to $4.4B.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 98 advisory representatives and 7,847 clients, or 80.1 clients per representative. That equates to $558.9K in reported AUM per client.
The profile lists 51 reported office locations and 15 years in operation. The source data was last updated on March 23, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
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- Client Personas
- CRM
- Custodian
- Fund Managers
- Investment Themes
- Investment Vehicles
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- Services
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Owner & Executives
DAVID MATTHEW ALISON
FOUNDING PARTNER
- CRD
- #5425119
- Ownership
- Less than 5%
RYAN PATRICK ASHER
DIRECTOR OF INVESTMENT OPERATIONS
- CRD
- #7175902
- Ownership
- Less than 5%
Showing 2 of 9 owners & executives
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ASHWINI KUMAR AHLUWALIA
--
- CRD
- #1783739
Alana Alison
Director of Operations
- CRD
- --
Showing 2 of 108 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $4,385,706,161 | $265,142 |
| Non-Discretionary | $0 | -- |
| Total | $4,385,706,161 | $265,142 |
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Separately Managed Accounts
SMA allocation detail is available
Prosperity Capital Advisors has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Prosperity Capital Advisors's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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