CRD: 156480
Prosperity Capital Advisors
$4.4B Total AUM
$4.4B Disc. AUM
28.8% 3Y CAGR
244 Employees
7,847 ADV. Clients
15 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Assetmark · Broadridge · Charles Schwab & Company · Fidelity/NFS · Northern Trust
- Clients
- Retail and Institutional
- Platforms
- VertexCapital bridge +more
- Established Date
- 03-22-2011
- Office Locations
- 55
Office Locations
1 Summit Court Suite 100 Fishkill NY
10 E. Sharon Road Cincinnati OH
100 E. NEW York Avenue, Suite 335 Deland FL
About Prosperity Capital Advisors
Prosperity Capital Advisors is an independent RIA providing comprehensive wealth management for American families nationwide, integrating financial planning with asset management, tax management, protection planning, and legacy planning into a holistic blueprint. The firm supports an open-architecture investment platform (Valor Capital Management) and planning approach built around The Bucket Plan®. Recognized by Financial Advisor Magazine among the 50 Fastest Growing RIAs and Top RIAs in the country.
Team overview
49 AVG AGE
$44.8M AVG AUM / ADVISOR
$558.9K AVG AUM / CLIENT
4.6 yrs AVG TENURE
244 Employees
98 Advisory Reps
106 RIA Reps
15yrs Firm Age
Insights
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Asset Classes
Beacon Wave beacon Vital Optima Unison Eagle delta Vector pathway Oak oak Zenith Beacon oak
Client Personas
Peak Unison focus Glacier
CRM
Alpha wave Capital timber
Custodian
Eagle pioneer Capital Summit quantum Radial Harbor pathway Alpha ridge Vital pioneer Catalyst signal Harbor Delta eagle Bridge beacon Element ridge
Fund Managers
Pioneer legacy Alpha Horizon timber
Investment Themes
Wave glacier Eagle oak Wave catalyst Crest pioneer Catalyst ember Timber crest Fusion
Investment Vehicles
Bridge
Platform
Capital Capital ridge
Services
Unison meridian Capital capital Pathway capital Wave Crest legacy Summit Signal Glacier Momentum Horizon Element North
Technology
Timber Delta wave Radial timber Signal Unison glacier
Owner & Executives
DAVID MATTHEW ALISON
FOUNDING PARTNER
- CRD
- #5425119
- Ownership
- Less than 5%
(328) 460-1571
delta.fusion@meridiancapital.com
in linkedin.com/in/quantum-catalyst
RYAN PATRICK ASHER
DIRECTOR OF INVESTMENT OPERATIONS
- CRD
- #7175902
- Ownership
- Less than 5%
(233) 838-1384
matrix.momentum@northcapital.com
in linkedin.com/in/prime-momentum
F
Foundation matrix
Delta catalyst bridge
- CRD
- #55119
- Ownership
- 30.9%
(441) 335-8589
vector.vertex@pathwaycapital.com
in linkedin.com/in/quantum-frontier
Showing 2 of 9 owners & executives
Unlock allContacts
A
ASHWINI KUMAR AHLUWALIA
--
- CRD
- #1783739
(829) 804-2998
pathway.radial@vectorcapital.com
in linkedin.com/in/vertex-crest
A
Alana Alison
Director of Operations
- CRD
- --
(579) 532-5752
horizon.ridge@embercapital.com
in linkedin.com/in/timber-ember
V
Vector unison
Focus insight
- CRD
- #84334
(340) 418-2348
atlas.north@summitcapital.com
in linkedin.com/in/ridge-quantum
Showing 2 of 108 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $4,385,706,161 | $265,142 |
| Non-Discretionary | $0 | -- |
| Total | $4,385,706,161 | $265,142 |
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Separately Managed Accounts
Total SMA Asset: $4,385,706,161
Public Funds:
4.9% Equity - Exchange:
27.4% Corporate - Investment Grade:
14.7% Cash:
10.6% Municipal Bonds:
21.3% U.S. Government/Agency:
21.1% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $66,292,984 | 4.9% |
| Equity - Exchange | $370,699,546 | 27.4% |
| Corporate - Investment Grade | $198,878,953 | 14.7% |
| Cash | $143,409,313 | 10.6% |
| Municipal Bonds | $288,171,545 | 21.3% |
| U.S. Government/Agency | $285,465,710 | 21.1% |
| Total | $1,352,918,051 | 100.0% |
13F Holdings | Q2 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FUSION WAVE | OPTIMA OAK | AD4Z49OH0 | DFHNL | 12.11% | $83,986,516 |
| BEACON FOCUS | MERIDIAN MOMENTUM | H5JXSIQLT | IQUS | 4.53% | $44,665,743 |
| ELEMENT GLACIER ATLAS | FOUNDATION BEACON | 3KIAGWGWG | CUGC | 8.78% | $45,287,733 |
| PEAK NORTH DELTA | FUSION ELEMENT | MT6RPRJTV | MEFQ | 3.04% | $26,856,668 |
| INSIGHT PIONEER | WAVE TIMBER | QZ6D0Q1T9 | RWM | 3.54% | $88,577,730 |
| SUMMIT RIDGE | GLACIER FOCUS | SMRK5112P | LGC | 3.90% | $114,131,678 |
| DELTA HORIZON CATALYST | MERIDIAN ALPHA | R6A3WC1XM | GNPB | 6.40% | $30,372,842 |
| VECTOR CAPITAL QUANTUM | PRIME FOUNDATION | 2Q4JRBUH1 | KLF | 5.79% | $56,852,465 |