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Prospettiva Financial

Prospettiva Financial. CRD 148760

Prospettiva Financial logo

CRD: 148760

Prospettiva Financial

$128.7M Total AUM
$128.7M Disc. AUM
-- 3Y CAGR
3 Employees
294 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
01-06-2009
Office Locations
2

Office Locations

22 Battery Street Suite 426 SAN Francisco CA
-- Missoula MT

About Prospettiva Financial

Prospettiva Financial is a San Francisco-based RIA led by CFP/AIF Sean Fletcher. The team provides financial planning and discretionary portfolio management for entrepreneurs and business owners, including retirement, tax and estate planning, insurance, charitable giving, and business succession guidance. Portfolios use mutual funds and ETFs with an asset-allocation and risk-management focus; custody includes Charles Schwab.

Team overview

47 AVG AGE
$42.9M AVG AUM / ADVISOR
$437.6K AVG AUM / CLIENT
9.1 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

SEAN A FLETCHER

SEAN A FLETCHER

Chief Compliance Officer, Financial Planner, Managing Member

CRD
#2705795
Ownership
75% or more
Available
Available
Available

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Contacts

ERIC ROBERT JOYNT

ERIC ROBERT JOYNT

Financial Advisor, General Partner

CRD
#6140720
Available
Available
Available
HOLLY GILLIAN KINDEL

HOLLY GILLIAN KINDEL

Wealth Advisor

CRD
#2836007
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-25-2022
11-28-2023
11-13-2024
02-10-2025
03-17-2026
Category Assets AVG. Account size
Discretionary $128,665,439 $417,745
Non-Discretionary $0 --
Total $128,665,439 $417,745

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Total Available Available

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